Filing Details

Accession Number:
0001455754-12-000021
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-02 15:48:41
Reporting Period:
2012-02-01
Filing Date:
2012-02-02
Accepted Time:
2012-02-02 15:48:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
790359 Nbt Bancorp Inc NBTB National Commercial Banks (6021) 161268674
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1204704 A Martin Dietrich 52 South Broad Street
Norwich NY 13815
President & Ceo Nbt Bancorp Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Nbt Bancorp Inc. Common Stock Acquisiton 2012-02-01 24,000 $17.54 179,945 No 4 M Direct
Nbt Bancorp Inc. Common Stock Disposition 2012-02-01 24,000 $22.84 155,945 No 4 S Direct
Nbt Bancorp Inc. Common Stock Disposition 2012-02-01 3,629 $22.96 152,316 No 4 S Direct
Nbt Bancorp Inc. Common Stock Disposition 2012-02-01 2,856 $22.90 149,460 No 4 S Direct
Nbt Bancorp Inc. Common Stock Disposition 2012-02-02 848 $22.89 0 No 4 S Indirect by Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Indirect by Spouse
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) Disposition 2012-02-01 24,000 $22.84 24,000 $17.54
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2004-01-01 2013-01-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Nbt Bancorp Inc. Common Stock 17,954 Indirect 401k
Nbt Bancorp Inc. Common Stock 755 Indirect Custodian for Minor
Nbt Bancorp Inc. Common Stock 10,512 Indirect NBT Bancorp ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $20.19 2011-01-15 2020-01-15 25,000 25,000 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $20.36 2009-01-15 2018-01-15 25,000 25,000 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $20.94 2013-11-18 2021-11-18 30,000 30,000 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $22.17 2005-01-01 2014-01-01 21,311 21,311 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $22.21 2006-02-11 2014-02-11 3,840 3,840 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $22.35 2007-01-01 2016-01-01 30,000 30,000 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $23.27 2006-01-20 2015-01-20 22,423 22,423 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $24.45 2007-08-01 2015-08-01 6,470 6,470 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $24.57 2009-12-27 2017-12-27 12,641 12,641 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $25.38 2010-01-15 2019-01-15 25,000 25,000 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $25.76 2008-01-01 2017-01-01 28,000 28,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-01-15 25,000 25,000 Direct
2018-01-15 25,000 25,000 Direct
2021-11-18 30,000 30,000 Direct
2014-01-01 21,311 21,311 Direct
2014-02-11 3,840 3,840 Direct
2016-01-01 30,000 30,000 Direct
2015-01-20 22,423 22,423 Direct
2015-08-01 6,470 6,470 Direct
2017-12-27 12,641 12,641 Direct
2019-01-15 25,000 25,000 Direct
2017-01-01 28,000 28,000 Direct
Footnotes
  1. The sale price is an average of 2,944 shares sold at $ 22.95002, 585 shares sold at $ 22.98 and 100 shares sold at $ 22.97.
  2. Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years.
  3. Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan grant vests 40% for first year, 20% annually for following years.
  4. Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan reload grant vests 100% two years after date of its grant.