Filing Details
- Accession Number:
- 0001209191-12-006934
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-02 15:39:20
- Reporting Period:
- 2012-02-01
- Filing Date:
- 2012-02-02
- Accepted Time:
- 2012-02-02 15:39:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
59478 | Lilly Eli & Co | LLY | Pharmaceutical Preparations (2834) | 350470950 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1359067 | W Derica Rice | Lilly Corporate Center Indianapolis IN 46285 | Evp-Global Services And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-01 | 87,924 | $0.00 | 113,497 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-01 | 35,917 | $39.74 | 77,580 | No | 4 | F | Direct | |
Common Stock | Disposition | 2012-02-01 | 17,584 | $39.85 | 59,996 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 3,800 | $39.61 | 56,196 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Disposition | 2012-02-01 | 87,924 | $0.00 | 87,924 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-02-01 | 2012-02-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,248 | Indirect | 401(k) |
Common Stock | 1,624 | Indirect | 401(k) - by wife |
Common Stock | 112,444 | Indirect | by wife |
Footnotes
- The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2011.
- This transaction was executed in multiple trades at prices ranging from $39.83 to $39.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $39.61 to $39.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Reporting person disclaims beneficial ownership of these shares.