Filing Details

Accession Number:
0001127602-12-003608
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-02 14:01:35
Reporting Period:
2012-01-31
Filing Date:
2012-02-02
Accepted Time:
2012-02-02 14:01:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
9389 Ball Corp BLL Metal Cans (3411) 350160610
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1480066 M Shawn Barker 10 Longs Peak Drive
Broomfield CO 80021
Vice President & Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-01-31 9,400 $25.23 17,158 No 4 M Direct
Common Stock Acquisiton 2012-01-31 1,127 $25.06 18,285 No 4 M Direct
Common Stock Acquisiton 2012-01-31 7,500 $20.04 25,785 No 4 M Direct
Common Stock Acquisiton 2012-01-31 100 $25.06 25,885 No 4 M Direct
Common Stock Disposition 2012-01-31 100 $39.16 25,785 No 4 S Direct
Common Stock Acquisiton 2012-01-31 774 $24.66 26,559 No 4 M Direct
Common Stock Acquisiton 2012-01-31 529 $24.66 27,088 No 4 M Direct
Common Stock Disposition 2012-01-31 529 $39.17 26,559 No 4 S Direct
Common Stock Acquisiton 2012-01-31 336 $24.66 26,895 No 4 M Direct
Common Stock Disposition 2012-01-31 336 $39.16 26,559 No 4 S Direct
Common Stock Acquisiton 2012-01-31 611 $24.66 27,170 No 4 M Direct
Common Stock Disposition 2012-01-31 611 $39.15 26,559 No 4 S Direct
Common Stock Acquisiton 2012-01-31 2,000 $39.26 28,559 No 4 J Direct
Common Stock Disposition 2012-01-31 706 $39.26 27,853 No 4 F Direct
Common Stock Acquisiton 2012-01-31 1,500 $25.06 29,353 No 4 M Direct
Common Stock Acquisiton 2012-01-31 750 $24.66 30,103 No 4 M Direct
Common Stock Acquisiton 2012-01-31 304 $25.06 30,407 No 4 M Direct
Common Stock Disposition 2012-01-31 304 $39.15 30,103 No 4 S Direct
Common Stock Acquisiton 2012-01-31 1,844 $25.06 31,947 No 4 M Direct
Common Stock Disposition 2012-01-31 1,844 $39.14 30,103 No 4 S Direct
Common Stock Disposition 2012-01-31 13,739 $39.26 16,364 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 J Direct
No 4 F Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (iso) (Right to Buy) Disposition 2012-01-31 1,127 $0.00 1,127 $25.06
Common Stock Stock Appreciation Rights (sars) Disposition 2012-01-31 9,400 $0.00 9,400 $25.23
Common Stock Stock Appreciation Rights (sars) Disposition 2012-01-31 7,500 $0.00 7,500 $20.04
Common Stock Stock Appreciation Rights (sars) Disposition 2012-01-31 1,500 $0.00 1,500 $25.06
Common Stock Stock Option (iso) (Right to Buy) Disposition 2012-01-31 304 $0.00 304 $25.06
Common Stock Stock Option (iso) (Right to Buy) Disposition 2012-01-31 774 $0.00 774 $24.66
Common Stock Stock Option (iso) (Right to Buy) Disposition 2012-01-31 529 $0.00 529 $24.66
Common Stock Stock Option (iso) (Right to Buy) Disposition 2012-01-31 336 $0.00 336 $24.66
Common Stock Stock Option (iso) (Right to Buy) Disposition 2012-01-31 611 $0.00 611 $24.66
Common Stock Restricted Stock Units Disposition 2012-01-31 4,000 $39.26 4,000 $0.00
Common Stock Deferred Compensation Company Stock Plan Acquisiton 2012-01-31 2,400 $39.26 2,400 $0.00
Common Stock Stock Appreciation Rights (sars) Disposition 2012-01-31 750 $0.00 750 $24.66
Common Stock Stock Option (iso) (Right to Buy) Disposition 2012-01-31 1,844 $0.00 1,844 $25.06
Common Stock Stock Option (iso) (Right to Buy) Disposition 2012-01-31 100 $0.00 100 $25.06
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,873 2009-04-23 2018-04-23 No 4 M Direct
9,400 2011-01-27 2020-01-27 No 4 M Direct
2,500 2010-01-28 2019-01-28 No 4 M Direct
1,500 2009-04-23 2018-04-23 No 4 M Direct
4,569 2009-04-23 2018-04-23 No 4 M Direct
1,476 2008-04-25 2017-04-25 No 4 M Direct
947 2008-04-25 2017-04-25 No 4 M Direct
611 2008-04-25 2017-04-25 No 4 M Direct
0 2008-04-25 2017-04-25 No 4 M Direct
21,000 No 4 J Direct
10,718 No 4 J Direct
0 2008-04-25 2017-04-25 No 4 M Direct
2,725 2009-04-23 2018-04-23 No 4 M Direct
2,625 2009-04-23 2018-04-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 478 Indirect 401(k) Plan
Footnotes
  1. Exercise of Stock Appreciation Rights (SARS).
  2. Exercise of stock option (ISO).
  3. Common stock acquired upon the lapse of Table II restricted Stock Units.
  4. Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
  5. Shares withheld for the payment of the tax obligation on the exercise of Stock Appreciation Rights (SARS).
  6. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
  7. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
  8. Lapse of restricted stock units.
  9. Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
  10. Lapse of restricted stock units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.
  11. Stock Units in the Ball Corporation Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.