Filing Details
- Accession Number:
- 0001127602-12-003608
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-02 14:01:35
- Reporting Period:
- 2012-01-31
- Filing Date:
- 2012-02-02
- Accepted Time:
- 2012-02-02 14:01:35
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1480066 | M Shawn Barker | 10 Longs Peak Drive Broomfield CO 80021 | Vice President & Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-01-31 | 9,400 | $25.23 | 17,158 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-01-31 | 1,127 | $25.06 | 18,285 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-01-31 | 7,500 | $20.04 | 25,785 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-01-31 | 100 | $25.06 | 25,885 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-01-31 | 100 | $39.16 | 25,785 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-01-31 | 774 | $24.66 | 26,559 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-01-31 | 529 | $24.66 | 27,088 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-01-31 | 529 | $39.17 | 26,559 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-01-31 | 336 | $24.66 | 26,895 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-01-31 | 336 | $39.16 | 26,559 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-01-31 | 611 | $24.66 | 27,170 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-01-31 | 611 | $39.15 | 26,559 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-01-31 | 2,000 | $39.26 | 28,559 | No | 4 | J | Direct | |
Common Stock | Disposition | 2012-01-31 | 706 | $39.26 | 27,853 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2012-01-31 | 1,500 | $25.06 | 29,353 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-01-31 | 750 | $24.66 | 30,103 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-01-31 | 304 | $25.06 | 30,407 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-01-31 | 304 | $39.15 | 30,103 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-01-31 | 1,844 | $25.06 | 31,947 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-01-31 | 1,844 | $39.14 | 30,103 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-31 | 13,739 | $39.26 | 16,364 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | J | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (iso) (Right to Buy) | Disposition | 2012-01-31 | 1,127 | $0.00 | 1,127 | $25.06 |
Common Stock | Stock Appreciation Rights (sars) | Disposition | 2012-01-31 | 9,400 | $0.00 | 9,400 | $25.23 |
Common Stock | Stock Appreciation Rights (sars) | Disposition | 2012-01-31 | 7,500 | $0.00 | 7,500 | $20.04 |
Common Stock | Stock Appreciation Rights (sars) | Disposition | 2012-01-31 | 1,500 | $0.00 | 1,500 | $25.06 |
Common Stock | Stock Option (iso) (Right to Buy) | Disposition | 2012-01-31 | 304 | $0.00 | 304 | $25.06 |
Common Stock | Stock Option (iso) (Right to Buy) | Disposition | 2012-01-31 | 774 | $0.00 | 774 | $24.66 |
Common Stock | Stock Option (iso) (Right to Buy) | Disposition | 2012-01-31 | 529 | $0.00 | 529 | $24.66 |
Common Stock | Stock Option (iso) (Right to Buy) | Disposition | 2012-01-31 | 336 | $0.00 | 336 | $24.66 |
Common Stock | Stock Option (iso) (Right to Buy) | Disposition | 2012-01-31 | 611 | $0.00 | 611 | $24.66 |
Common Stock | Restricted Stock Units | Disposition | 2012-01-31 | 4,000 | $39.26 | 4,000 | $0.00 |
Common Stock | Deferred Compensation Company Stock Plan | Acquisiton | 2012-01-31 | 2,400 | $39.26 | 2,400 | $0.00 |
Common Stock | Stock Appreciation Rights (sars) | Disposition | 2012-01-31 | 750 | $0.00 | 750 | $24.66 |
Common Stock | Stock Option (iso) (Right to Buy) | Disposition | 2012-01-31 | 1,844 | $0.00 | 1,844 | $25.06 |
Common Stock | Stock Option (iso) (Right to Buy) | Disposition | 2012-01-31 | 100 | $0.00 | 100 | $25.06 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,873 | 2009-04-23 | 2018-04-23 | No | 4 | M | Direct |
9,400 | 2011-01-27 | 2020-01-27 | No | 4 | M | Direct |
2,500 | 2010-01-28 | 2019-01-28 | No | 4 | M | Direct |
1,500 | 2009-04-23 | 2018-04-23 | No | 4 | M | Direct |
4,569 | 2009-04-23 | 2018-04-23 | No | 4 | M | Direct |
1,476 | 2008-04-25 | 2017-04-25 | No | 4 | M | Direct |
947 | 2008-04-25 | 2017-04-25 | No | 4 | M | Direct |
611 | 2008-04-25 | 2017-04-25 | No | 4 | M | Direct |
0 | 2008-04-25 | 2017-04-25 | No | 4 | M | Direct |
21,000 | No | 4 | J | Direct | ||
10,718 | No | 4 | J | Direct | ||
0 | 2008-04-25 | 2017-04-25 | No | 4 | M | Direct |
2,725 | 2009-04-23 | 2018-04-23 | No | 4 | M | Direct |
2,625 | 2009-04-23 | 2018-04-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 478 | Indirect | 401(k) Plan |
Footnotes
- Exercise of Stock Appreciation Rights (SARS).
- Exercise of stock option (ISO).
- Common stock acquired upon the lapse of Table II restricted Stock Units.
- Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
- Shares withheld for the payment of the tax obligation on the exercise of Stock Appreciation Rights (SARS).
- Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
- Lapse of restricted stock units.
- Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
- Lapse of restricted stock units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.
- Stock Units in the Ball Corporation Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.