Filing Details

Accession Number:
0001127602-12-003505
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-02 09:46:52
Reporting Period:
2012-01-31
Filing Date:
2012-02-02
Accepted Time:
2012-02-02 09:46:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
9389 Ball Corp BLL Metal Cans (3411) 350160610
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1205946 J Raymond Seabrook Ball Corporation
10 Longs Peak Dr.
Broomfield CO 80021-2510
Exec. V.p. & C.o.o. Global Pkg No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-01-31 9,000 $39.26 373,516 No 4 J Direct
Common Stock Disposition 2012-01-31 2,798 $39.26 370,718 No 4 F Direct
Common Stock Disposition 2012-02-01 8,000 $39.45 362,718 No 4 S Direct
Common Stock Acquisiton 2012-02-01 1,700 $25.23 364,418 No 4 M Direct
Common Stock Acquisiton 2012-02-01 8,000 $11.87 372,418 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2012-01-31 29,000 $39.26 29,000 $0.00
Common Stock Deferred Compensation Company Stock Plan Acquisiton 2012-01-31 20,509 $39.26 20,509 $0.00
Common Stock Stock Option (iso) (Right to Buy) Disposition 2012-02-01 1,700 $0.00 1,700 $25.23
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-02-01 8,000 $0.00 8,000 $11.87
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
78,994 No 4 J Direct
165,605 No 4 J Direct
3,400 2011-01-27 2020-01-27 No 4 M Direct
24,000 2012-04-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 13,760 Indirect 401(k) Plan
Common Stock 9,750 Indirect By Son
Footnotes
  1. Common stock acquired upon the lapse of Table II Restricted Stock Units.
  2. Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
  3. Sale of stock in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on November 1, 2011.
  4. Exercise of stock options (ISO).
  5. Exercise of stock options in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on November 1, 2011.
  6. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
  7. The reporting person expressly disclaims beneficial ownership of these securities.
  8. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
  9. Lapse of restricted stock units.
  10. Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
  11. Lapsed restricted stock and lapsed restricted stock units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.
  12. Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
  13. Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the stock option.