Filing Details
- Accession Number:
- 0001127602-12-003505
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-02 09:46:52
- Reporting Period:
- 2012-01-31
- Filing Date:
- 2012-02-02
- Accepted Time:
- 2012-02-02 09:46:52
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1205946 | J Raymond Seabrook | Ball Corporation 10 Longs Peak Dr. Broomfield CO 80021-2510 | Exec. V.p. & C.o.o. Global Pkg | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-01-31 | 9,000 | $39.26 | 373,516 | No | 4 | J | Direct | |
Common Stock | Disposition | 2012-01-31 | 2,798 | $39.26 | 370,718 | No | 4 | F | Direct | |
Common Stock | Disposition | 2012-02-01 | 8,000 | $39.45 | 362,718 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-02-01 | 1,700 | $25.23 | 364,418 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-02-01 | 8,000 | $11.87 | 372,418 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2012-01-31 | 29,000 | $39.26 | 29,000 | $0.00 |
Common Stock | Deferred Compensation Company Stock Plan | Acquisiton | 2012-01-31 | 20,509 | $39.26 | 20,509 | $0.00 |
Common Stock | Stock Option (iso) (Right to Buy) | Disposition | 2012-02-01 | 1,700 | $0.00 | 1,700 | $25.23 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-02-01 | 8,000 | $0.00 | 8,000 | $11.87 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
78,994 | No | 4 | J | Direct | ||
165,605 | No | 4 | J | Direct | ||
3,400 | 2011-01-27 | 2020-01-27 | No | 4 | M | Direct |
24,000 | 2012-04-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 13,760 | Indirect | 401(k) Plan |
Common Stock | 9,750 | Indirect | By Son |
Footnotes
- Common stock acquired upon the lapse of Table II Restricted Stock Units.
- Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
- Sale of stock in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on November 1, 2011.
- Exercise of stock options (ISO).
- Exercise of stock options in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on November 1, 2011.
- Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- The reporting person expressly disclaims beneficial ownership of these securities.
- Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
- Lapse of restricted stock units.
- Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
- Lapsed restricted stock and lapsed restricted stock units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.
- Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
- Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the stock option.