Filing Details

Accession Number:
0001127602-12-003503
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-02 09:10:12
Reporting Period:
2012-01-31
Filing Date:
2012-02-02
Accepted Time:
2012-02-02 09:10:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
9389 Ball Corp BLL Metal Cans (3411) 350160610
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1186033 David R Hoover Ball Corporation
10 Longs Peak Dr.
Broomfield CO 80021-2510
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-01-31 106,500 $39.26 118,459 No 4 J Indirect RDH Trust
Common Stock Disposition 2012-01-31 43,751 $39.26 74,708 No 4 F Indirect RDH Trust
Common Stock Acquisiton 2012-02-01 12,000 $11.87 412,409 No 4 M Direct
Common Stock Disposition 2012-02-01 12,000 $40.00 400,409 No 4 S Direct
Common Stock Acquisiton 2012-02-01 25,000 $11.87 425,409 No 4 M Direct
Common Stock Disposition 2012-02-01 100 $39.62 425,309 No 4 S Direct
Common Stock Disposition 2012-02-01 1,080 $39.54 424,229 No 4 S Direct
Common Stock Disposition 2012-02-01 100 $39.47 424,129 No 4 S Direct
Common Stock Disposition 2012-02-01 315 $39.61 423,814 No 4 S Direct
Common Stock Disposition 2012-02-01 2,100 $39.59 421,714 No 4 S Direct
Common Stock Disposition 2012-02-01 500 $39.52 421,214 No 4 S Direct
Common Stock Disposition 2012-02-01 1,100 $39.55 420,114 No 4 S Direct
Common Stock Disposition 2012-02-01 100 $39.56 420,014 No 4 S Direct
Common Stock Disposition 2012-02-01 3,444 $39.53 416,570 No 4 S Direct
Common Stock Disposition 2012-02-01 100 $39.49 416,470 No 4 S Direct
Common Stock Disposition 2012-02-01 5,000 $39.45 411,470 No 4 S Direct
Common Stock Disposition 2012-02-01 5,083 $39.48 406,387 No 4 S Direct
Common Stock Disposition 2012-02-01 300 $39.57 406,087 No 4 S Direct
Common Stock Disposition 2012-02-01 5,000 $39.50 401,087 No 4 S Direct
Common Stock Disposition 2012-02-01 300 $39.52 400,787 No 4 S Direct
Common Stock Disposition 2012-02-01 378 $39.51 400,409 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect RDH Trust
No 4 F Indirect RDH Trust
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2012-01-31 112,000 $39.26 112,000 $0.00
Common Stock Deferred Compensation Company Stock Plan Acquisiton 2012-01-31 6,009 $39.26 6,009 $0.00
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-02-01 12,000 $0.00 12,000 $11.87
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-02-01 25,000 $0.00 25,000 $11.87
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
96,108 No 4 J Direct
441,461 No 4 J Direct
115,000 2012-04-23 No 4 M Direct
90,000 2012-04-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,669 Indirect 401(k) Plan
Common Stock 366,002 Indirect SAH Trust
Footnotes
  1. Common stock acquired upon the lapse of Table II Restricted Stock Units.
  2. Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
  3. Exercise of stock options in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on December 14, 2011.
  4. Sale of stock in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on December 14, 2011.
  5. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
  6. The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust.
  7. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
  8. Lapse of restricted stock units.
  9. Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
  10. Lapsed restricted stock units deferred into Ball Corporation's Deferred Compensation Company Stock Plan as stock units and may include company match.
  11. Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
  12. Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the stock option.