Filing Details
- Accession Number:
- 0001127602-12-003503
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-02 09:10:12
- Reporting Period:
- 2012-01-31
- Filing Date:
- 2012-02-02
- Accepted Time:
- 2012-02-02 09:10:12
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1186033 | David R Hoover | Ball Corporation 10 Longs Peak Dr. Broomfield CO 80021-2510 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-01-31 | 106,500 | $39.26 | 118,459 | No | 4 | J | Indirect | RDH Trust |
Common Stock | Disposition | 2012-01-31 | 43,751 | $39.26 | 74,708 | No | 4 | F | Indirect | RDH Trust |
Common Stock | Acquisiton | 2012-02-01 | 12,000 | $11.87 | 412,409 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-01 | 12,000 | $40.00 | 400,409 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-02-01 | 25,000 | $11.87 | 425,409 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-01 | 100 | $39.62 | 425,309 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 1,080 | $39.54 | 424,229 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 100 | $39.47 | 424,129 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 315 | $39.61 | 423,814 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 2,100 | $39.59 | 421,714 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 500 | $39.52 | 421,214 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 1,100 | $39.55 | 420,114 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 100 | $39.56 | 420,014 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 3,444 | $39.53 | 416,570 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 100 | $39.49 | 416,470 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 5,000 | $39.45 | 411,470 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 5,083 | $39.48 | 406,387 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 300 | $39.57 | 406,087 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 5,000 | $39.50 | 401,087 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 300 | $39.52 | 400,787 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 378 | $39.51 | 400,409 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | RDH Trust |
No | 4 | F | Indirect | RDH Trust |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2012-01-31 | 112,000 | $39.26 | 112,000 | $0.00 |
Common Stock | Deferred Compensation Company Stock Plan | Acquisiton | 2012-01-31 | 6,009 | $39.26 | 6,009 | $0.00 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-02-01 | 12,000 | $0.00 | 12,000 | $11.87 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-02-01 | 25,000 | $0.00 | 25,000 | $11.87 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
96,108 | No | 4 | J | Direct | ||
441,461 | No | 4 | J | Direct | ||
115,000 | 2012-04-23 | No | 4 | M | Direct | |
90,000 | 2012-04-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,669 | Indirect | 401(k) Plan |
Common Stock | 366,002 | Indirect | SAH Trust |
Footnotes
- Common stock acquired upon the lapse of Table II Restricted Stock Units.
- Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
- Exercise of stock options in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on December 14, 2011.
- Sale of stock in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on December 14, 2011.
- Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust.
- Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
- Lapse of restricted stock units.
- Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
- Lapsed restricted stock units deferred into Ball Corporation's Deferred Compensation Company Stock Plan as stock units and may include company match.
- Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
- Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the stock option.