Filing Details
- Accession Number:
- 0001246360-12-000558
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-01 19:00:14
- Reporting Period:
- 2012-01-30
- Filing Date:
- 2012-02-01
- Accepted Time:
- 2012-02-01 19:00:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
766421 | Alaska Air Group Inc | ALK | Air Transportation, Scheduled (4512) | 911292054 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1263108 | S Glenn Johnson | 19300 International Blvd Seattle WA 98188 | President/Horizon Air | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-01-30 | 7,498 | $27.56 | 12,395 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-01-30 | 14,102 | $0.00 | 26,497 | No | 4 | A | Direct | |
Common Stock | Disposition | 2012-01-30 | 5,147 | $74.42 | 21,350 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-30 | 2,351 | $74.75 | 18,999 | No | 4 | S | Direct | |
Restricted Stock Unit | Disposition | 2012-01-30 | 14,102 | $0.00 | 9,000 | No | 4 | J | Direct | |
Common Stock | Disposition | 2012-01-30 | 3,631 | $74.56 | 15,368 | No | 4 | F | Direct | |
Common Stock | Disposition | 2012-02-01 | 1,900 | $73.85 | 13,468 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 2,100 | $75.14 | 11,368 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 1,500 | $75.90 | 9,868 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | J | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2012-01-30 | 7,498 | $0.00 | 7,498 | $27.56 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,604 | 2010-01-29 | 2019-01-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock 401(K) | 1,139 | Indirect | ESOP TRUST |
Footnotes
- SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST AS OF DECEMBER 31, 2011.
- DURING 2011, MR. JOHNSON ACQUIRED 130 SHARES OF ALK COMMON STOCK UNDER AN ALASKA AIR GROUP EMPLOYEE STOCK OWNERSHIP 401(k) PLAN TRUST. THE INFORMATION IN THIS REPORT IS BASED ON A PLAN STATEMENT DATED AS OF DECEMBER 31, 2011.
- SAME-DAY EXERCISE AND SALE OF OPTIONS WERE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. JOHNSON ON DECEMBER 15, 2011.
- COMMON SHARES ISSUED UPON VESTING OF RSUS ON JANUARY 30, 2012.
- RSUs WERE FULLY VESTED AND ISSUED EFFECTIVE JANUARY 30, 2012.
- STOCK UNITS WITHHELD TO COVER TAXES UPON VESTING OF RSUS ON JANUARY 30, 2012. NET SHARES ISSUED.
- SALE OF SHARES WAS EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. JOHNSON ON DECEMBER 15, 2011.