Filing Details
- Accession Number:
- 0001229388-12-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-01 18:50:18
- Reporting Period:
- 2012-01-30
- Filing Date:
- 2012-02-01
- Accepted Time:
- 2012-02-01 18:50:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 922864 | Apartment Investment & Management Co | AIV | Real Estate Investment Trusts (6798) | 841259577 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1420211 | R Lisa Cohn | 4582 S. Ulster Street Parkway Suite 1100 Denver CO 80237 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2012-01-30 | 18,458 | $0.00 | 119,071 | No | 4 | A | Direct | |
| Class A Common Stock | Disposition | 2012-01-30 | 297 | $24.40 | 118,774 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2012-01-31 | 2,067 | $24.41 | 116,707 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right to buy) | $32.57 | 2012-07-08 | 3,991 | 3,991 | Direct | |
| Class A Common Stock | Employee Stock Option (right to buy) | $24.63 | 2013-02-03 | 1,305 | 1,305 | Direct | |
| Class A Common Stock | Employee Stock Option (right to buy) | $21.72 | 2014-02-19 | 988 | 988 | Direct | |
| Class A Common Stock | Employee Stock Option (right to buy) | $28.33 | 2018-01-29 | 8,102 | 8,102 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2012-07-08 | 3,991 | 3,991 | Direct |
| 2013-02-03 | 1,305 | 1,305 | Direct |
| 2014-02-19 | 988 | 988 | Direct |
| 2018-01-29 | 8,102 | 8,102 | Direct |
Footnotes
- The shares vest 25% on each anniversary of the grant date of January 30, 2012, beginning with the first anniversary
- Stock Award approved by Compensation and Human Resources Committee; price column not applicable.
- Pursuant to the anti-dilution provisions of the plan pursuant to which the option was granted, the number of shares subject to the option and the strike price of the option have been adjusted to correct an error made in connection with the previous adjustments for special dividends previously declared and paid.
- The option is fully vested.
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