Filing Details
- Accession Number:
- 0001181431-12-004979
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-01 17:24:16
- Reporting Period:
- 2012-01-31
- Filing Date:
- 2012-02-01
- Accepted Time:
- 2012-02-01 17:24:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 708781 | Cass Information Systems Inc | CASS | Services-Business Services, Nec (7389) | 431265338 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216428 | H Eric Brunngraber | 13001 Hollenberg Drive Bridgeton MO 63044 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-01-31 | 5,967 | $18.79 | 71,890 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-01-31 | 2,790 | $40.18 | 69,100 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2012-02-01 | 5,000 | $39.83 | 64,100 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-01-31 | 5,967 | $0.00 | 5,967 | $18.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-01-02 | 2013-01-02 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | $25.83 | 2009-01-23 | 2018-01-21 | 18,612 | 18,612 | Direct |
| Common Stock | Stock Appreciation Rights | $23.43 | 2010-01-21 | 2019-01-19 | 30,195 | 30,195 | Direct |
| Common Stock | Stock Appreciation Rights | $27.42 | 2011-01-27 | 2020-01-25 | 5,910 | 5,910 | Direct |
| Common Stock | Stock Appreciation Rights | $32.95 | 2012-01-26 | 2021-01-24 | 18,241 | 18,241 | Direct |
| Common Stock | Stock Appreciation Rights | $36.92 | 2013-01-25 | 2022-01-23 | 19,018 | 19,018 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-01-21 | 18,612 | 18,612 | Direct |
| 2019-01-19 | 30,195 | 30,195 | Direct |
| 2020-01-25 | 5,910 | 5,910 | Direct |
| 2021-01-24 | 18,241 | 18,241 | Direct |
| 2022-01-23 | 19,018 | 19,018 | Direct |
Footnotes
- Exercisable date may be accelerated based on Company performance.
- Over a three year vesting period, SARs become exercisable in one-third increments on the anniversary date of the grant.
- Includes shares of restricted stock, subject to vesting and forfeiture.
- Represents weighted average sales price. Actual prices ranged from $39.75 to $40.13. Individual transaction details available upon request.
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