Filing Details
- Accession Number:
- 0001209191-12-006663
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-01 16:47:04
- Reporting Period:
- 2012-01-31
- Filing Date:
- 2012-02-01
- Accepted Time:
- 2012-02-01 16:47:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1333170 | Nxstage Medical Inc. | NXTM | Electromedical & Electrotherapeutic Apparatus (3845) | 043454702 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1341403 | Jr E Joseph Turk | C/O Nxstage Medical, Inc. 439 South Union Street, 5Th Floor Lawrence MA 01843 | President, North America | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-01-31 | 1,844 | $8.55 | 91,905 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-01-31 | 978 | $4.54 | 92,883 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-01-31 | 798 | $2.11 | 93,681 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-01-31 | 5,870 | $17.71 | 87,811 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-01-31 | 1,844 | $0.00 | 1,844 | $8.55 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-01-31 | 978 | $0.00 | 978 | $4.54 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-01-31 | 798 | $0.00 | 798 | $2.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,052 | 2005-09-15 | 2012-09-15 | No | 4 | M | Direct |
| 15,375 | 2008-04-27 | 2015-03-26 | No | 4 | M | Direct |
| 14,949 | 2009-04-05 | 2016-03-04 | No | 4 | M | Direct |
Footnotes
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2010, amended August 23, 2010, amended on December 16, 2010 and further amended on November 30, 2011.
- The stock option reported on this Form 4 was immediately exercisable as of the grant date for all shares of common stock that may be purchased under such stock option.
- This option was granted on March 27, 2008 and vests over four years in equal monthly installments.
- This option was granted on March 5, 2009 and vests over three years in equal monthly installments.
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