Filing Details
- Accession Number:
- 0001511701-12-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-01 16:13:19
- Reporting Period:
- 2012-01-31
- Filing Date:
- 2012-02-01
- Accepted Time:
- 2012-02-01 16:13:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1040161 | Pixelworks Inc | PXLW | Semiconductors & Related Devices (3674) | 911761992 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1270385 | Hongmin Zhang | 224 Airport Parkway Suite 400 San Jose CA 95110 | Senior Vp Technology, And Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-01-31 | 3,000 | $1.95 | 59,349 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | $0.60 | 2019-03-23 | 100,000 | 100,000 | Direct | |
Common Stock | Non-Qualified Stock Option (right to buy) | $2.28 | 2018-02-28 | 33,333 | 33,333 | Direct | |
Common Stock | Non-Qualified Stock Option (right to buy) | $3.13 | 2016-02-10 | 60,000 | 60,000 | Direct | |
Common Stock | Non-Qualified Stock Option (right to buy) | $3.48 | 2017-02-10 | 60,000 | 60,000 | Direct | |
Common Stock | Non-Qualified Stock Option (right to buy) | $7.47 | 2013-12-04 | 22,916 | 22,916 | Direct | |
Common Stock | Non-Qualified Stock Option (right to buy) | $7.47 | 2016-12-04 | 33,333 | 33,333 | Direct | |
Common Stock | Non-Qualified Stock Option (right to buy) | $15.06 | 2016-02-15 | 23,333 | 23,333 | Direct | |
Common Stock | Non-Qualified Stock Option (right to buy) | $24.75 | 2012-06-03 | 2,000 | 2,000 | Direct | |
Common Stock | Non-Qualified Stock Option (right to buy) | $27.66 | 2013-10-01 | 50,000 | 50,000 | Direct | |
Common Stock | Non-Qualified Stock Option (right to buy) | $28.44 | 2015-03-04 | 16,666 | 16,666 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-03-23 | 100,000 | 100,000 | Direct |
2018-02-28 | 33,333 | 33,333 | Direct |
2016-02-10 | 60,000 | 60,000 | Direct |
2017-02-10 | 60,000 | 60,000 | Direct |
2013-12-04 | 22,916 | 22,916 | Direct |
2016-12-04 | 33,333 | 33,333 | Direct |
2016-02-15 | 23,333 | 23,333 | Direct |
2012-06-03 | 2,000 | 2,000 | Direct |
2013-10-01 | 50,000 | 50,000 | Direct |
2015-03-04 | 16,666 | 16,666 | Direct |
Footnotes
- Becomes exercisable on a monthly basis over 3 years, commencing the last day of the month of the date of grant.
- Options become exercisable over 18 months as follows: 33.3% on June 30, 2007 and 66.7% becoming exercisable at a rate of 5.56% on a monthly basis thereafter over 12 months, or through June 30, 2008.
- The options become exercisable on a monthly basis over a 4-year period which commences February 15, 2006, as follows: 10% exercisable as of February 15, 2007, 20% exercisable as of February 15, 2008, 30% as of February 15, 2009 and 40% exercisable as of February 15, 2010.
- The options become exercisable on a monthly basis over a 4-year period which commenced on June 30, 2002, as follows: 10% exercisable as of June 30, 2003, 20% exercisable as of June 30, 2004, 30% exercisable as of June 30, 2005 and 40% exercisable as of June 30,2006.
- The option becomes exercisable on a monthly basis over a four year period which commences on October 31, 2003 as follows: 10% exercisable as of October 31, 2004, 20% exercisable as of October 31, 2005, 30% exercisable as of October 31, 2006, and 40% exercisable as of October 31, 2007.
- The options become exercisable monthly over a 4-year period which commenced on March 4, 2005, with 10% becoming exercisable by March 4, 2006, 20% becoming exercisable by March 4, 2007, 30% becoming exercisable by March 4, 2008, and 40% becoming exercisable by March 4, 2009.