Filing Details

Accession Number:
0000091142-12-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-01 12:44:43
Reporting Period:
2012-01-31
Filing Date:
2012-02-01
Accepted Time:
2012-02-01 12:44:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Motors & Generators (3621) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1236645 W Steve Rettler A. O. Smith Corporation
11270 West Park Place
Milwaukee WI 53224
Senior Vice President - Cd No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-01-31 5,700 $19.47 21,957 No 4 M Direct
Common Stock Acquisiton 2012-01-31 7,650 $25.84 29,607 No 4 M Direct
Common Stock Disposition 2012-01-31 600 $42.25 29,007 No 4 S Direct
Common Stock Disposition 2012-01-31 500 $42.26 28,507 No 4 S Direct
Common Stock Disposition 2012-01-31 300 $42.27 28,207 No 4 S Direct
Common Stock Disposition 2012-01-31 400 $42.28 27,807 No 4 S Direct
Common Stock Disposition 2012-01-31 300 $42.29 27,507 No 4 S Direct
Common Stock Disposition 2012-01-31 645 $42.30 26,862 No 4 S Direct
Common Stock Disposition 2012-01-31 1,000 $42.31 25,862 No 4 S Direct
Common Stock Disposition 2012-01-31 500 $42.32 25,362 No 4 S Direct
Common Stock Disposition 2012-01-31 200 $42.33 25,162 No 4 S Direct
Common Stock Disposition 2012-01-31 400 $42.34 24,762 No 4 S Direct
Common Stock Disposition 2012-01-31 100 $42.35 24,662 No 4 S Direct
Common Stock Disposition 2012-01-31 1,300 $42.35 23,362 No 4 S Direct
Common Stock Disposition 2012-01-31 900 $42.36 22,462 No 4 S Direct
Common Stock Disposition 2012-01-31 100 $42.37 22,362 No 4 S Direct
Common Stock Disposition 2012-01-31 95 $42.37 22,267 No 4 S Direct
Common Stock Disposition 2012-01-31 300 $42.38 21,967 No 4 S Direct
Common Stock Disposition 2012-01-31 300 $42.39 21,667 No 4 S Direct
Common Stock Disposition 2012-01-31 1,600 $42.40 20,067 No 4 S Direct
Common Stock Disposition 2012-01-31 200 $42.41 19,867 No 4 S Direct
Common Stock Disposition 2012-01-31 100 $42.42 19,767 No 4 S Direct
Common Stock Disposition 2012-01-31 200 $42.43 19,567 No 4 S Direct
Common Stock Disposition 2012-01-31 500 $42.44 19,067 No 4 S Direct
Common Stock Disposition 2012-01-31 200 $42.45 18,867 No 4 S Direct
Common Stock Disposition 2012-01-31 305 $42.50 18,562 No 4 S Direct
Common Stock Disposition 2012-01-31 200 $42.51 18,362 No 4 S Direct
Common Stock Disposition 2012-01-31 200 $42.52 18,162 No 4 S Direct
Common Stock Disposition 2012-01-31 200 $42.53 17,962 No 4 S Direct
Common Stock Disposition 2012-01-31 200 $42.65 17,762 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2012-01-31 5,700 $0.00 5,700 $19.47
Common Stock Employee Stock Options (Right to Buy) Disposition 2012-01-31 7,650 $0.00 7,650 $25.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
38,000 2006-10-11 2015-10-11 No 4 M Direct
30,350 2008-02-09 2017-02-09 No 4 M Direct
Footnotes
  1. The employee stock options were granted on 10/11/2005, under the A. O. Smith Combined Executive Incentive Compensation Plan, a transaction exempt under rule 16b-3.
  2. The employee stock options were granted on 02/09/2007, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3.