Filing Details
- Accession Number:
- 0000091142-12-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-01 12:44:43
- Reporting Period:
- 2012-01-31
- Filing Date:
- 2012-02-01
- Accepted Time:
- 2012-02-01 12:44:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
91142 | Smith A O Corp | AOS | Motors & Generators (3621) | 390619790 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1236645 | W Steve Rettler | A. O. Smith Corporation 11270 West Park Place Milwaukee WI 53224 | Senior Vice President - Cd | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-01-31 | 5,700 | $19.47 | 21,957 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-01-31 | 7,650 | $25.84 | 29,607 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-01-31 | 600 | $42.25 | 29,007 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-31 | 500 | $42.26 | 28,507 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-31 | 300 | $42.27 | 28,207 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-31 | 400 | $42.28 | 27,807 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-31 | 300 | $42.29 | 27,507 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-31 | 645 | $42.30 | 26,862 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-31 | 1,000 | $42.31 | 25,862 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-31 | 500 | $42.32 | 25,362 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-31 | 200 | $42.33 | 25,162 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-31 | 400 | $42.34 | 24,762 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-31 | 100 | $42.35 | 24,662 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-31 | 1,300 | $42.35 | 23,362 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-31 | 900 | $42.36 | 22,462 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-31 | 100 | $42.37 | 22,362 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-31 | 95 | $42.37 | 22,267 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-31 | 300 | $42.38 | 21,967 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-31 | 300 | $42.39 | 21,667 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-31 | 1,600 | $42.40 | 20,067 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-31 | 200 | $42.41 | 19,867 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-31 | 100 | $42.42 | 19,767 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-31 | 200 | $42.43 | 19,567 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-31 | 500 | $42.44 | 19,067 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-31 | 200 | $42.45 | 18,867 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-31 | 305 | $42.50 | 18,562 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-31 | 200 | $42.51 | 18,362 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-31 | 200 | $42.52 | 18,162 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-31 | 200 | $42.53 | 17,962 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-31 | 200 | $42.65 | 17,762 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2012-01-31 | 5,700 | $0.00 | 5,700 | $19.47 |
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2012-01-31 | 7,650 | $0.00 | 7,650 | $25.84 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
38,000 | 2006-10-11 | 2015-10-11 | No | 4 | M | Direct |
30,350 | 2008-02-09 | 2017-02-09 | No | 4 | M | Direct |
Footnotes
- The employee stock options were granted on 10/11/2005, under the A. O. Smith Combined Executive Incentive Compensation Plan, a transaction exempt under rule 16b-3.
- The employee stock options were granted on 02/09/2007, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3.