Filing Details
- Accession Number:
- 0001144204-12-005106
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-31 17:58:44
- Reporting Period:
- 2012-01-27
- Filing Date:
- 2012-01-31
- Accepted Time:
- 2012-01-31 17:58:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
845877 | Federal Agricultural Mortgage Corp | AGM | Federal & Federally-Sponsored Credit Agencies (6111) | 521578738 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1250219 | G Jerome Oslick | C/O Farmer Mac 1133 21St Street, Nw. Suite 600 Washington DC US 20036 | Senior Vp - General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class C Non-Voting Common Stock | Acquisiton | 2012-01-27 | 13,333 | $5.93 | 32,633 | No | 4 | M | Direct | |
Class C Non-Voting Common Stock | Disposition | 2012-01-27 | 3,945 | $20.04 | 28,688 | No | 4 | D | Direct | |
Class C Non-Voting Common Stock | Disposition | 2012-01-27 | 3,389 | $20.04 | 25,299 | No | 4 | F | Direct | |
Class C Non-Voting Common Stock | Disposition | 2012-01-30 | 2,586 | $19.57 | 22,713 | No | 4 | S | Direct | |
Class C Non-Voting Common Stock | Disposition | 2012-01-31 | 907 | $19.50 | 21,806 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class C Non-Voting Common Stock | Stock Appreciation Right | Disposition | 2012-01-27 | 13,333 | $0.00 | 20,000 | $5.93 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,667 | 2019-06-04 | No | 4 | M | Direct |
Footnotes
- Mr. Oslick received 5,999 shares of the Federal Agricultural Mortgage Corporation's Class C Non-Voting Common Stock upon net share settlement of his exercise of 13,333 stock appreciation rights with a grant price of $5.93 per share. That exercise entitled Mr. Oslick to receive 9,388 shares of the Corporation's Class C Non-Voting Common Stock, and 3,389 shares were retained by the Corporation to satisfy minimum tax withholding requirements arising from exercise. Each stock appreciation right represents the right to receive, upon exercise, the number of shares of the Corporation's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.
- Includes 10,000, 6,000 and 3,300 shares of restricted stock granted pursuant to the Federal Agricultural Mortgage Corporation's 2008 Omnibus Incentive Plan that will vest on March 31, 2012, March 31, 2013 and March 31, 2014, respectively, if the Corporation meets certain performance objectives related to business volume and portfolio charge-offs and delinquencies, as specified in the related award agreement.
- Transaction effected pursuant to a trading plan adopted by Mr. Oslick in accordance with Rule 10b5-1.
- Stock appreciation right exercisable beginning May 31, 2010 with respect to 6,666 shares, beginning May 31, 2011 with respect to 6,667 shares and beginning May 31, 2012 with respect to 6,667 shares.