Filing Details
- Accession Number:
- 0001209191-12-006394
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-31 17:29:39
- Reporting Period:
- 2012-01-27
- Filing Date:
- 2012-01-31
- Accepted Time:
- 2012-01-31 17:29:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1364742 | Blackrock Inc. | BLK | Security Brokers, Dealers & Flotation Companies (6211) | 320174431 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1059245 | Laurence Fink | Blackrock, Inc. 55 East 52Nd Street New York NY 10055 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Shares Of Common Stock (Par Value $0.01 Per Share) | Acquisiton | 2012-01-27 | 11,118 | $37.36 | 1,396,974 | No | 4 | M | Direct | |
Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2012-01-27 | 10,718 | $188.20 | 1,386,256 | No | 4 | S | Direct | |
Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2012-01-27 | 400 | $189.03 | 1,385,856 | No | 4 | S | Direct | |
Shares Of Common Stock (Par Value $0.01 Per Share) | Acquisiton | 2012-01-30 | 1,500 | $37.36 | 1,387,356 | No | 4 | M | Direct | |
Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2012-01-30 | 1,500 | $186.00 | 1,385,856 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock (Par Value $0.01 Per Share) | Employee Stock Option (right to buy) | Disposition | 2012-01-27 | 11,118 | $0.00 | 11,118 | $37.36 |
Common Stock (Par Value $0.01 Per Share) | Employee Stock Option (right to buy) | Disposition | 2012-01-30 | 1,500 | $0.00 | 1,500 | $37.36 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
364,515 | 2006-12-31 | 2012-10-15 | No | 4 | M | Direct |
363,015 | 2006-12-31 | 2012-10-15 | No | 4 | M | Direct |
Footnotes
- Includes (i) 17,847 Restricted Stock Units vesting on 1/31/12, (ii) 24,688 shares of Restricted Stock vesting in installments on 1/31/12 and 1/31/13, (iii) 5,715 shares of Restricted Stock vesting on 1/31/12, (iv) 46,031 shares of Restricted Stock vesting in installments on 1/31/12, 1/31/13 and 1/31/14, (v) 18,712 shares of Restricted Stock vesting on 1/31/14, (vi) 39,056 Restricted Stock Units vesting in installments on 1/31/13, 1/31/14 and 1/31/15 and (vii) 32,766 Restricted Stock Units awarded on 1/20/12 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/16 and will expire on 1/31/18 to the extent not then vested. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.
- This transaction was executed in multiple trades at prices ranging from $188.00 to $188.76. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- This transaction was executed in multiple trades at prices ranging from $189.02 to $189.03. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- This transaction was executed in multiple trades at prices ranging from $186.00 to $186.01. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.