Filing Details
- Accession Number:
- 0001140361-12-004432
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-31 14:30:13
- Reporting Period:
- 2012-01-27
- Filing Date:
- 2012-01-31
- Accepted Time:
- 2012-01-31 14:30:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
922475 | Itt Educational Services Inc | ESI | Services-Educational Services (8200) | 362061311 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1174303 | M Kevin Modany | C/O Itt Educational Services Inc 13000 North Meridian Street Carmel IN 46032-1404 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-01-27 | 11,354 | $0.00 | 29,603 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-01-27 | 11,354 | $62.79 | 18,249 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2012-01-30 | 10,500 | $49.74 | 28,749 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-01-30 | 10,500 | $64.50 | 18,249 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-01-30 | 2,000 | $49.74 | 20,249 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-01-30 | 2,000 | $65.00 | 18,249 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-01-30 | 1,069 | $49.74 | 19,318 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-01-30 | 1,069 | $66.13 | 18,249 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2012-01-27 | 11,354 | $0.00 | 11,354 | $0.00 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-01-30 | 13,569 | $0.00 | 13,569 | $49.74 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-01-27 | 2012-01-27 | No | 4 | M | Direct |
0 | 2005-10-24 | 2012-02-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 228 | Indirect | By Company 401(k) Plan |
Footnotes
- This transaction relates to the settlement of certain restricted stock units awarded to the reporting person on January 27, 2011. Each restricted stock unit was the economic equivalent to one share of Company common stock. Each of these restricted stock units was settled in cash in an amount equal to the average of the closing market prices of the Company's common stock over the 20 trading days prior to the settlement date of January 27, 2012.
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2011.
- Represents a portion of the 22,400 shares subject to a stock option (right to buy) with an effective grant date of February 2, 2005.
- This transaction was executed in multiple trades at prices ranging from $63.9087 to $64.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- This transaction was executed in multiple trades at prices ranging from $64.91 to $65.54. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- This transaction was executed in multiple trades at prices ranging from $65.92 to $66.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.