Filing Details

Accession Number:
0001181431-12-004563
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-01-30 20:31:44
Reporting Period:
2012-01-26
Filing Date:
2012-01-30
Accepted Time:
2012-01-30 20:31:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1062478 Actuate Corp ACTU Services-Prepackaged Software (7372) 943193197
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207438 I Peter Cittadini 2207 Bridgepointe Parkway, Suite 500
San Mateo CA 94404
President And Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-01-26 7,002 $1.49 1,453,469 No 4 M Direct
Common Stock Disposition 2012-01-26 7,002 $6.25 1,446,467 No 4 S Direct
Common Stock Acquisiton 2012-01-27 85,000 $0.00 1,531,467 No 4 A Direct
Common Stock Acquisiton 2012-01-27 25,000 $1.49 1,556,467 No 4 M Direct
Common Stock Disposition 2012-01-27 25,000 $6.29 1,531,467 No 4 S Direct
Common Stock Acquisiton 2012-01-30 4,800 $1.49 1,536,267 No 4 M Direct
Common Stock Disposition 2012-01-30 4,800 $6.25 1,531,467 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 A Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (right to buy) Disposition 2012-01-26 7,002 $0.00 7,002 $1.49
Common Stock Option (right to buy) Acquisiton 2012-01-27 170,000 $0.00 170,000 $6.30
Common Stock Option (right to buy) Disposition 2012-01-27 25,000 $0.00 25,000 $1.49
Common Stock Option (right to buy) Disposition 2012-01-30 4,800 $0.00 4,800 $1.49
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,159,891 2004-03-03 2013-03-03 No 4 M Direct
3,329,891 2013-01-27 2022-01-27 No 4 A Direct
3,304,891 2004-03-03 2013-03-03 No 4 M Direct
3,300,091 2004-03-03 2013-03-03 No 4 M Direct
Footnotes
  1. Represents a weighted average price within the range of $6.25 to $6.28.
  2. Represents shares of the Issuer's common stock underlying restricted stock units ("RSUs") awarded to the Reporting Person. The RSUs will vest in a series of four successive equal annual installments, with the first installment to vest on February 27, 2013 and the remaining installments to vest on the second, third and fourth anniversaries of the January 27, 2012 award date, provided the Reporting Person remains in the Issuer's service through each such date, subject to accelerated vesting upon the Reporting Person's termination of employment under certain prescribed circumstances within 12 months following certain changes in ownership or control of the Issuer or during the period commencing with the Issuer's execution of a definitive agreement to effect a change in control and ending on the earlier to occur of (i) the closing of the change in control transaction or (ii) the termination of such definitive agreement.
  3. Unless the Reporting Person elects to defer the issuance of the shares until the Reporting Person's separation from service from the Issuer, the shares of the Issuer's common stock will be issued as the RSUs vest.
  4. Represents a weighted average price within the range of $6.25 to $6.35.
  5. Represents a weighted average price within the range of $6.25 to $6.29.
  6. The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of March 3, 2003 and for the balance in a series of equal monthly installments over the following 36 months.
  7. Option becomes exercisable as to 1/4 of the option shares after one year from the vesting commencement date and for the balance in a series of equal monthly installments over the following 36 months.
  8. The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of March 3, 2003 and for the balance in a series of equal monthly installments over the following 36 months.
  9. The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of March 3, 2003 and for the balance in a series of equal monthly installments over the following 36 months.
  10. Includes 235,000 of the Issuer's common stock underlying RSUs awarded.