Filing Details
- Accession Number:
- 0001181431-12-004563
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-30 20:31:44
- Reporting Period:
- 2012-01-26
- Filing Date:
- 2012-01-30
- Accepted Time:
- 2012-01-30 20:31:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1062478 | Actuate Corp | ACTU | Services-Prepackaged Software (7372) | 943193197 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1207438 | I Peter Cittadini | 2207 Bridgepointe Parkway, Suite 500 San Mateo CA 94404 | President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-01-26 | 7,002 | $1.49 | 1,453,469 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-01-26 | 7,002 | $6.25 | 1,446,467 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-01-27 | 85,000 | $0.00 | 1,531,467 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2012-01-27 | 25,000 | $1.49 | 1,556,467 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-01-27 | 25,000 | $6.29 | 1,531,467 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-01-30 | 4,800 | $1.49 | 1,536,267 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-01-30 | 4,800 | $6.25 | 1,531,467 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option (right to buy) | Disposition | 2012-01-26 | 7,002 | $0.00 | 7,002 | $1.49 |
Common Stock | Option (right to buy) | Acquisiton | 2012-01-27 | 170,000 | $0.00 | 170,000 | $6.30 |
Common Stock | Option (right to buy) | Disposition | 2012-01-27 | 25,000 | $0.00 | 25,000 | $1.49 |
Common Stock | Option (right to buy) | Disposition | 2012-01-30 | 4,800 | $0.00 | 4,800 | $1.49 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,159,891 | 2004-03-03 | 2013-03-03 | No | 4 | M | Direct |
3,329,891 | 2013-01-27 | 2022-01-27 | No | 4 | A | Direct |
3,304,891 | 2004-03-03 | 2013-03-03 | No | 4 | M | Direct |
3,300,091 | 2004-03-03 | 2013-03-03 | No | 4 | M | Direct |
Footnotes
- Represents a weighted average price within the range of $6.25 to $6.28.
- Represents shares of the Issuer's common stock underlying restricted stock units ("RSUs") awarded to the Reporting Person. The RSUs will vest in a series of four successive equal annual installments, with the first installment to vest on February 27, 2013 and the remaining installments to vest on the second, third and fourth anniversaries of the January 27, 2012 award date, provided the Reporting Person remains in the Issuer's service through each such date, subject to accelerated vesting upon the Reporting Person's termination of employment under certain prescribed circumstances within 12 months following certain changes in ownership or control of the Issuer or during the period commencing with the Issuer's execution of a definitive agreement to effect a change in control and ending on the earlier to occur of (i) the closing of the change in control transaction or (ii) the termination of such definitive agreement.
- Unless the Reporting Person elects to defer the issuance of the shares until the Reporting Person's separation from service from the Issuer, the shares of the Issuer's common stock will be issued as the RSUs vest.
- Represents a weighted average price within the range of $6.25 to $6.35.
- Represents a weighted average price within the range of $6.25 to $6.29.
- The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of March 3, 2003 and for the balance in a series of equal monthly installments over the following 36 months.
- Option becomes exercisable as to 1/4 of the option shares after one year from the vesting commencement date and for the balance in a series of equal monthly installments over the following 36 months.
- The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of March 3, 2003 and for the balance in a series of equal monthly installments over the following 36 months.
- The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of March 3, 2003 and for the balance in a series of equal monthly installments over the following 36 months.
- Includes 235,000 of the Issuer's common stock underlying RSUs awarded.