Filing Details
- Accession Number:
- 0000702165-12-000036
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-30 12:48:02
- Reporting Period:
- 2012-01-26
- Filing Date:
- 2012-01-30
- Accepted Time:
- 2012-01-30 12:48:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
702165 | Norfolk Southern Corp | NSC | Railroads, Line-Haul Operating (4011) | 521188014 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1401687 | H Deborah Butler | Three Commercial Place Norfolk VA 23510 | Exec. V.p.-Planning And Cio | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-01-26 | 24,013 | $0.00 | 30,735 | No | 4 | A | Direct | |
Common Stock | Disposition | 2012-01-26 | 8,975 | $75.14 | 21,760 | No | 4 | F | Direct | |
Common Stock | Disposition | 2012-01-27 | 3,380 | $74.57 | 18,380 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option (right to buy) granted 2012 | Acquisiton | 2012-01-26 | 18,000 | $0.00 | 18,000 | $75.14 |
Common Stock | Restricted Stock Units | Acquisiton | 2012-01-26 | 3,000 | $0.00 | 3,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
18,000 | 2016-01-26 | 2022-01-25 | No | 4 | A | Direct |
27,000 | 2017-01-26 | 2017-01-26 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 25,000 | Indirect | By GRAT |
Common Stock | 1,282 | Indirect | By 401(k) |
Footnotes
- Represents shares earned by the reporting person under the formula-based performance share feature of the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan).
- Excludes 25,000 shares held indirectly in grantor retained annuity trusts (GRATs)
- Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of January 27, 2012, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusteed 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices.
- Reports the grant to the reporting person of an option to purchase shares of common stock under the Norfolk Southern Corporation Long-Term Incentive Plan (a Rule 16b-3 plan).
- Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2012 under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be satisfied in Common Stock on January 26, 2017.