Filing Details

Accession Number:
0000702165-12-000036
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-01-30 12:48:02
Reporting Period:
2012-01-26
Filing Date:
2012-01-30
Accepted Time:
2012-01-30 12:48:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
702165 Norfolk Southern Corp NSC Railroads, Line-Haul Operating (4011) 521188014
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1401687 H Deborah Butler Three Commercial Place
Norfolk VA 23510
Exec. V.p.-Planning And Cio No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-01-26 24,013 $0.00 30,735 No 4 A Direct
Common Stock Disposition 2012-01-26 8,975 $75.14 21,760 No 4 F Direct
Common Stock Disposition 2012-01-27 3,380 $74.57 18,380 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (right to buy) granted 2012 Acquisiton 2012-01-26 18,000 $0.00 18,000 $75.14
Common Stock Restricted Stock Units Acquisiton 2012-01-26 3,000 $0.00 3,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
18,000 2016-01-26 2022-01-25 No 4 A Direct
27,000 2017-01-26 2017-01-26 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 25,000 Indirect By GRAT
Common Stock 1,282 Indirect By 401(k)
Footnotes
  1. Represents shares earned by the reporting person under the formula-based performance share feature of the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan).
  2. Excludes 25,000 shares held indirectly in grantor retained annuity trusts (GRATs)
  3. Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of January 27, 2012, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusteed 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices.
  4. Reports the grant to the reporting person of an option to purchase shares of common stock under the Norfolk Southern Corporation Long-Term Incentive Plan (a Rule 16b-3 plan).
  5. Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2012 under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be satisfied in Common Stock on January 26, 2017.