Filing Details
- Accession Number:
- 0001225208-12-002337
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-27 18:27:55
- Reporting Period:
- 2012-01-26
- Filing Date:
- 2012-01-27
- Accepted Time:
- 2012-01-27 18:27:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
36104 | Us Bancorp | USB | National Commercial Banks (6021) | 410255900 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1368361 | C Joseph Hoesley | 800 Nicollet Mall Minneapolis MN 55402 | Vice Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series F Preferred Stock Depositary Shares | Acquisiton | 2012-01-27 | 1,500 | $25.55 | 1,500 | No | 4 | P | Indirect | By IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By IRA |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Restricted Stock Units | Acquisiton | 2012-01-26 | 7,779 | $0.00 | 7,779 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
26,942 | 2012-02-16 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.01 Par Value | 77,687 | Direct | |
Common Stock, $0.01 Par Value | 15,486 | Indirect | By 401(k) plan |
Common Stock, $0.01 Par Value | 41,128 | Indirect | By Spouse |
Footnotes
- In prior filings, 7,847 shares were incorrectly reported as holdings of the Reporting Person's spouse. These shares are now correctly reported as direct holdings of the Reporting Person.
- Based on a plan report dated December 31, 2011, the most recent plan report available.
- Restricted stock units convert into common stock on a one-for-one basis at the time of vesting.
- A grant of restricted stock units was awarded to the Reporting Person on February 16, 2011, and was reported on a Form 4 filed on February 18, 2011. The number of restricted stock units originally awarded was subject to adjustment based on certain fiscal 2011 corporate performance measures. On January 26, 2012, the adjusted, final number of units subject to the award was determined. The number of restricted stock units in column 5 is the number of units by which the original award was increased. The number of units in column 9 is the total final award amount.
- The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6.