Filing Details
- Accession Number:
- 0001181431-12-004097
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-26 20:38:33
- Reporting Period:
- 2012-01-24
- Filing Date:
- 2012-01-26
- Accepted Time:
- 2012-01-26 20:38:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1375557 | Guidance Software Inc. | GUID | Services-Prepackaged Software (7372) | 954661210 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1091426 | J Barry Plaga | C/O Guidance Software, Inc. 215 N. Marengo Ave. Suite 250 Pasadena CA 91101 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-01-24 | 100 | $2.85 | 105,052 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-01-24 | 108 | $7.25 | 104,944 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-01-25 | 4,900 | $2.85 | 109,844 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-01-25 | 4,900 | $7.25 | 104,944 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-25 | 9,992 | $7.25 | 94,952 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-25 | 4,161 | $7.53 | 90,791 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2012-01-25 | 59,761 | $0.00 | 150,552 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option right to buy | Disposition | 2012-01-24 | 100 | $0.00 | 100 | $2.85 |
Common Stock | Employee Stock Option right to buy | Disposition | 2012-01-25 | 4,900 | $0.00 | 2,400 | $2.85 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
49,900 | 2009-10-01 | 2018-10-31 | No | 4 | M | Direct |
45,000 | 2009-10-01 | 2018-10-31 | No | 4 | M | Direct |
Footnotes
- Pursuant to a Section 10b51 Plan established by Mr. Plaga on June 14, 2011, 10,000 shares of Common Stock were sold and, vested stock options representing a total of 5,000 shares of Common Stock were exercised and sold, at a price of $7.25 per share.
- Mr. Plaga elected to have the Company withhold 4,161 shares of restricted Common Stock for purposes of paying the taxes associated with the vesting of 9,935 shares of restricted Common Stock on January 25, 2012.
- Effective January 25, 2012, the Board of Directors of the Company granted Mr. Plaga Restricted Stock Awards representing 59,761 shares of Common Stock and, provided Mr. Plaga remains an employee of the Company on the following dates, such shares shall vest as follows: 25% shall vest on January 25, 2013, 25% shall vest on January 25, 2014, 25% shall vest on January 25, 2015, and the final 25% shall vest on January 25, 2016.