Filing Details
- Accession Number:
- 0001209191-12-005602
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-26 19:23:34
- Reporting Period:
- 2012-01-24
- Filing Date:
- 2012-01-26
- Accepted Time:
- 2012-01-26 19:23:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1463258 | Renewable Energy Group Inc. | REGI | Industrial Organic Chemicals (2860) | 264785427 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1241831 | J Philip Deutch | 1700 K Street, Nw Suite 750 Washington DC 20006 | No | No | Yes | No | |
1377291 | Natural Gas Partners Viii, L.p. | 125 E. John Carpenter Freeway Suite 600 Irving TX 75062 | No | No | Yes | No | |
1418349 | Ngp Energy Technology Partners, L.p. | 1700 K Street Nw Suite 750 Washington DC 20006 | No | No | Yes | No | |
1421879 | Energy Technology Partners, L.l.c. | 1700 K Street, Nw Suite 750 Washington DC 20006 | No | No | Yes | No | |
1422087 | Ngp Etp, L.l.c. | 1700 K Street, Nw Suite 750 Washington DC 20006 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-01-03 | 4,121 | $0.00 | 0 | No | 4 | J | Direct | |
Common Stock | Disposition | 2012-01-03 | 4,421 | $0.00 | 0 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2012-01-24 | 94,706 | $0.00 | 94,706 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2012-01-24 | 94,706 | $0.00 | 94,706 | No | 4 | C | Direct | |
Common Stock | Disposition | 2012-01-24 | 94,706 | $9.30 | 0 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-24 | 94,706 | $9.30 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Class A Common Stock | Acquisiton | 2012-01-03 | 4,121 | $0.00 | 4,121 | $0.00 |
Common Stock | Class A Common Stock | Acquisiton | 2012-01-03 | 4,421 | $0.00 | 4,421 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2012-01-24 | 2,559,808 | $0.00 | 2,559,808 | $0.00 |
Common Stock | Class A Common Stock | Acquisiton | 2012-01-24 | 1,357,544 | $0.00 | 1,357,544 | $0.00 |
Common Stock | Series B Preferred Stock | Acquisiton | 2012-01-24 | 570,726 | $0.00 | 1,141,452 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2012-01-24 | 2,559,808 | $0.00 | 2,559,808 | $0.00 |
Common Stock | Class A Common Stock | Acquisiton | 2012-01-24 | 1,357,544 | $0.00 | 1,357,544 | $0.00 |
Common Stock | Series B Preferred Stock | Acquisiton | 2012-01-24 | 570,726 | $0.00 | 1,141,452 | $0.00 |
Common Stock | Common Stock Warrant (Right to Buy) | Disposition | 2012-01-24 | 210,227 | $0.00 | 210,227 | $0.00 |
Common Stock | Class A Common Stock | Acquisiton | 2012-01-24 | 33,643 | $0.00 | 33,643 | $0.00 |
Common Stock | Common Stock Warrant (Right to Buy) | Disposition | 2012-01-24 | 187,500 | $0.00 | 187,500 | $0.00 |
Common Stock | Class A Common Stock | Acquisiton | 2012-01-24 | 30,006 | $0.00 | 30,006 | $0.00 |
Common Stock | Common Stock Warrant (Right to Buy) | Disposition | 2012-01-24 | 22,727 | $0.00 | 22,727 | $0.00 |
Common Stock | Class A Common Stock | Acquisiton | 2012-01-24 | 3,637 | $0.00 | 3,637 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,121 | No | 4 | J | Direct | ||
4,421 | No | 4 | J | Direct | ||
0 | No | 4 | C | Direct | ||
1,361,665 | No | 4 | C | Direct | ||
1,141,452 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
1,357,544 | No | 4 | C | Direct | ||
1,141,452 | No | 4 | C | Direct | ||
0 | No | 4 | J | Direct | ||
1,395,308 | No | 4 | J | Direct | ||
0 | No | 4 | J | Direct | ||
34,427 | No | 4 | J | Direct | ||
0 | No | 4 | J | Direct | ||
1,361,181 | No | 4 | J | Direct |
Footnotes
- On January 3, 2012, each share of REGI Common Stock was reclassified into one share of Class A Common Stock. This Form 4 reflects a 2.5 - for -1 reverse stock split effected on January 3, 2012.
- These securities are directly owned by Natural Gas Partners VIII, L.P. ("NGP VIII"). These securities may be deemed to be beneficially owned by G.F.W. Energy VIII, L.P. ("GFW LP") and GFW VIII, L.L.C. ("GFW LLC"). GFW LP is the general partner of NGP VIII. GFW LLC is the general partner of GFW LP. Each of GFW LP and GFW LLC disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that any such person is the beneficial owner of the securities for purposes of Section 16 ("Section 16") of the Securities Act of 1934, as amended, or for any other purpose.
- These securities are directly owned by Energy Technology Partners, L.L.C. ("ETP"). These securities may be deemed to be beneficially owned by Philip J. Deutch ("Deutch"), who is the manager of ETP. Deutch disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that any such person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- On January 24, 2012, each of NGP VIII and NGP Energy Tech (as defined below) converted 94,706 shares of Class A Common Stock into 94,706 shares of REGI listed Common Stock and subsequently sold these shares in REGI's initial public offering.
- These securities are directly owned by NGP Energy Technology Partners, L.P. ("NGP Energy Tech"). These securities may be deemed to be beneficially owned by NGP ETP, L.L.C. ("NGP ETP"), ETP and Deutch. NGP ETP is the general partner of NGP Energy Tech. ETP is the manager of NGP ETP. Deutch is the manager of ETP. Each of NGP ETP, ETP and Deutch disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed on admission that any such person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- The Class A Common Stock will automatically convert into shares of REGI listed Common Stock on a one-for-one basis on July 16, 2012, subject to the terms of the lock-up agreements entered into in connection with REGI's initial public offering.
- On January 24, 2012, each share of Series A Preferred Stock was reclassified into 0.559398973893395 shares of Class A Common Stock and 0.222956790528082 shares of Series B Preferred Stock. Reflects redistribution of shares between certain shareholders of REGI pursuant to a separate letter agreement and the share conversion described in Note (4). The Series A Preferred Stock was convertible at any time, at the holder's election, and had no expiration date.
- The right to exercise the conversion privilege of the Series B Preferred Stock into Common Stock will begin on July 16, 2012, subject to the terms and conditions of the lock-up agreements, and has no expiration date.
- On January 24, 2012, all warrants to purchase REGI Common Stock were exchanged for shares of Class A Common Stock pursuant to the terms of separate warrant exchange agreements. The warrants were exercisable immediately, with the last set to expire on July 18, 2015.