Filing Details
- Accession Number:
- 0001181431-12-004062
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-26 18:55:45
- Reporting Period:
- 2012-01-03
- Filing Date:
- 2012-01-26
- Accepted Time:
- 2012-01-26 18:55:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1463258 | Renewable Energy Group Inc. | REGI | Industrial Organic Chemicals (2860) | 264785427 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1518799 | Cooperative Central West | 406 First Street Ralston IA 51459 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-01-03 | 4,107,130 | $0.00 | 0 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2012-01-24 | 20,854 | $0.00 | 20,854 | No | 4 | C | Direct | |
Common Stock | Disposition | 2012-01-24 | 20,854 | $9.30 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Class A Common Stock | Acquisiton | 2012-01-03 | 4,107,130 | $0.00 | 4,107,130 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2012-01-24 | 563,635 | $0.00 | 563,635 | $11.00 |
Common Stock | Class A Common Stock | Acquisiton | 2012-01-24 | 314,120 | $0.00 | 314,120 | $0.00 |
Common Stock | Series B Preferred Stock | Acquisiton | 2012-01-24 | 125,666 | $0.00 | 251,332 | $0.00 |
Common Stock | Common Stock Warrant (Right to Buy) | Disposition | 2012-01-24 | 22,727 | $0.00 | 22,727 | $11.00 |
Common Stock | Class A Common Stock | Acquisiton | 2012-01-24 | 3,737 | $0.00 | 3,737 | $0.00 |
Common Stock | Class A Common Stock | Acquisiton | 2012-01-24 | 3,750 | $0.00 | 3,750 | $0.00 |
Common Stock | Class A Common Stock | Disposition | 2012-01-24 | 20,854 | $0.00 | 20,854 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,107,130 | No | 4 | J | Direct | ||
0 | No | 4 | C | Direct | ||
4,421,250 | No | 4 | C | Direct | ||
251,332 | No | 4 | C | Direct | ||
0 | 2010-02-26 | 2015-07-18 | No | 4 | J | Direct |
4,424,987 | No | 4 | J | Direct | ||
4,428,737 | No | 4 | P | Direct | ||
4,407,883 | No | 4 | C | Direct |
Footnotes
- On January 3, 2012, pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock of Renewable Energy Group, Inc. (the "Company") was reclassified into one share of Class A Common Stock.
- On January 24, 2012, West Central Cooperative converted 20,854 shares of Class A Common Stock into 20,854 shares of Nasdaq listed Common Stock of the Company and subsequentley sold these shares in the initial public offering of the Company.
- The Class A Common Stock will automatically convert into shares of Nasdaq listed Common Stock on a one-for-one basis on July 16, 2012, subject to the terms and conditions of the lock-up agreement entered into in connection with the Company's initial public offering, for no additional consideration.
- The convertible preferred stock is convertible at any time, at the holder's election, and has no expiration date.
- On January 24, 2012, each share of Series A Preferred Stock was converted into 0.559398973893395 shares of Class A Common Stock and 0.222956790528082 shares of Series B Preferred Stock. Reflects redistribution of shares between West Central Cooperative and certain shareholders of the Company pursuant to a letter agreement.
- The right to exercise the conversion privilege of Series B Preferred Stock into Common Stock will begin on July 16, 2012, subject to the terms and conditions of the lock-up agreement entered into in connection with the Company's initial public offering, and has no expiration date. The Series B Preferred Stock is convertible for no consideration.
- On January 24, 2012, pursuant to a reclassification exempt under Rule 16b-7, all warrants to purchase Common Stock of the Company held by West Central Cooperative were exchanged for shares of Class A Common Stock.
- On January 24, 2012, the Company exercised its call right with respect to equity membership interests of Seneca Landlord, LLC held by Seneca Biodiesel Holdco, LLC, an entity which holds all of the equity interests in Seneca Landlord, LLC and which is owned by three significant stockholders of the Company or their affiliates: Bunge North America, Inc., USRG HoldcoV, LLC and West Central Cooperative. As a result of the exercise of the call right, the Company issued 3,750 shares of its Class A Common Stock to West Cental Cooperative.