Filing Details

Accession Number:
0001181431-12-004062
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-01-26 18:55:45
Reporting Period:
2012-01-03
Filing Date:
2012-01-26
Accepted Time:
2012-01-26 18:55:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1463258 Renewable Energy Group Inc. REGI Industrial Organic Chemicals (2860) 264785427
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1518799 Cooperative Central West 406 First Street
Ralston IA 51459
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-01-03 4,107,130 $0.00 0 No 4 J Direct
Common Stock Acquisiton 2012-01-24 20,854 $0.00 20,854 No 4 C Direct
Common Stock Disposition 2012-01-24 20,854 $9.30 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Class A Common Stock Acquisiton 2012-01-03 4,107,130 $0.00 4,107,130 $0.00
Common Stock Series A Preferred Stock Disposition 2012-01-24 563,635 $0.00 563,635 $11.00
Common Stock Class A Common Stock Acquisiton 2012-01-24 314,120 $0.00 314,120 $0.00
Common Stock Series B Preferred Stock Acquisiton 2012-01-24 125,666 $0.00 251,332 $0.00
Common Stock Common Stock Warrant (Right to Buy) Disposition 2012-01-24 22,727 $0.00 22,727 $11.00
Common Stock Class A Common Stock Acquisiton 2012-01-24 3,737 $0.00 3,737 $0.00
Common Stock Class A Common Stock Acquisiton 2012-01-24 3,750 $0.00 3,750 $0.00
Common Stock Class A Common Stock Disposition 2012-01-24 20,854 $0.00 20,854 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,107,130 No 4 J Direct
0 No 4 C Direct
4,421,250 No 4 C Direct
251,332 No 4 C Direct
0 2010-02-26 2015-07-18 No 4 J Direct
4,424,987 No 4 J Direct
4,428,737 No 4 P Direct
4,407,883 No 4 C Direct
Footnotes
  1. On January 3, 2012, pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock of Renewable Energy Group, Inc. (the "Company") was reclassified into one share of Class A Common Stock.
  2. On January 24, 2012, West Central Cooperative converted 20,854 shares of Class A Common Stock into 20,854 shares of Nasdaq listed Common Stock of the Company and subsequentley sold these shares in the initial public offering of the Company.
  3. The Class A Common Stock will automatically convert into shares of Nasdaq listed Common Stock on a one-for-one basis on July 16, 2012, subject to the terms and conditions of the lock-up agreement entered into in connection with the Company's initial public offering, for no additional consideration.
  4. The convertible preferred stock is convertible at any time, at the holder's election, and has no expiration date.
  5. On January 24, 2012, each share of Series A Preferred Stock was converted into 0.559398973893395 shares of Class A Common Stock and 0.222956790528082 shares of Series B Preferred Stock. Reflects redistribution of shares between West Central Cooperative and certain shareholders of the Company pursuant to a letter agreement.
  6. The right to exercise the conversion privilege of Series B Preferred Stock into Common Stock will begin on July 16, 2012, subject to the terms and conditions of the lock-up agreement entered into in connection with the Company's initial public offering, and has no expiration date. The Series B Preferred Stock is convertible for no consideration.
  7. On January 24, 2012, pursuant to a reclassification exempt under Rule 16b-7, all warrants to purchase Common Stock of the Company held by West Central Cooperative were exchanged for shares of Class A Common Stock.
  8. On January 24, 2012, the Company exercised its call right with respect to equity membership interests of Seneca Landlord, LLC held by Seneca Biodiesel Holdco, LLC, an entity which holds all of the equity interests in Seneca Landlord, LLC and which is owned by three significant stockholders of the Company or their affiliates: Bunge North America, Inc., USRG HoldcoV, LLC and West Central Cooperative. As a result of the exercise of the call right, the Company issued 3,750 shares of its Class A Common Stock to West Cental Cooperative.