Filing Details
- Accession Number:
- 0001072613-12-000028
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-01-26 18:20:07
- Reporting Period:
- 2011-08-08
- Filing Date:
- 2012-01-26
- Accepted Time:
- 2012-01-26 18:20:07
- Original Submission Date:
- 2011-08-10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 792130 | Datawatch Corp | DWCH | Services-Prepackaged Software (7372) | 020405716 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1296592 | Anthony Michael Morrison | C/O Datawatch Corporation 271 Mill Road, Quorum Office Park Chelmsford MA 01824 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-08-08 | 1,500 | $5.35 | 266,379 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-08-08 | 400 | $5.36 | 266,779 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-08-08 | 5,600 | $5.36 | 272,379 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-08-10 | 500 | $4.85 | 272,879 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-08-10 | 1,239 | $4.86 | 274,118 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-08-10 | 761 | $5.10 | 274,879 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 119,463 | Indirect | Trustee |
Footnotes
- These shares were reported in the original filing as having been purchased by Merrill Lynch, Trustee f/b/o Michael Morrison Roth IRA, rather than for Mr. Morrison's direct account.
- These shares are owned by Merrill Lynch, Trustee f/b/o Michael Morrison Roth IRA. In the original filing, this share total was increased to reflect shares actually purchased for Mr. Morrison's direct account, rather than for his IRA.
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