Filing Details
- Accession Number:
- 0001181431-12-004038
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-26 18:14:42
- Reporting Period:
- 2012-01-24
- Filing Date:
- 2012-01-26
- Accepted Time:
- 2012-01-26 18:14:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1420800 | Colfax Corp | CFX | Pumps & Pumping Equipment (3561) | 541887631 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1015014 | P Mitchell Rales | 2200 Pennsylvania Avenue, Nw Suite 800W Washington DC 20037 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.001 | Acquisiton | 2012-01-24 | 2,170,139 | $23.04 | 11,296,361 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $.001 | 25,000 | Indirect | By spouse |
Common Stock, Par Value $.001 | 19,388 | Indirect | By Capital Yield Corporation |
Footnotes
- The purchase price was established via the Securities Purchase Agreement, dated as of September 12, 2011, by and between Mitchell P. Rales and Colfax Corporation (filed as Exhibit 99.3 to the Company's Current Report on Form 8-K filed on September 15, 2011).
- These shares are held by an entity of which Mitchell P. Rales and Steven M. Rales are the sole stockholders. The reporting person disclaims beneficial ownership of these securities to the extent that they are beneficially owned by Steven M. Rales.