Filing Details
- Accession Number:
- 0001104659-12-004297
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-26 17:56:25
- Reporting Period:
- 2012-01-24
- Filing Date:
- 2012-01-26
- Accepted Time:
- 2012-01-26 17:56:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1377936 | Saratoga Investment Corp. | SAR | () | 204876925 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1205634 | Iii Cabell George Williams | 5422 Albia Road Bethesda MD 20816 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-01-24 | 4,000 | $13.59 | 10,880 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-01-25 | 1,077 | $13.58 | 11,957 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.57 to $13.60. The reporting person undertakes to provide to Saratoga Investment Corp., any security holder of Saratoga Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
Billionaire Hedge Funds
