Filing Details

Accession Number:
0001209191-12-005341
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-01-25 20:07:32
Reporting Period:
2012-01-23
Filing Date:
2012-01-25
Accepted Time:
2012-01-25 20:07:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
724606 Panera Bread Co PNRA Retail-Eating Places (5812) 042723701
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1034193 M Ronald Shaich Three Charles River Place
63 Kendrick Street
Needham MA 02494
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2012-01-23 3,333 $43.31 80,845 No 4 M Direct
Class A Common Stock Acquisiton 2012-01-23 3,333 $50.85 84,178 No 4 M Direct
Class A Common Stock Acquisiton 2012-01-23 3,334 $47.95 87,512 No 4 M Direct
Class A Common Stock Disposition 2012-01-23 6,133 $149.59 81,179 No 4 S Direct
Class A Common Stock Disposition 2012-01-23 3,867 $150.13 77,512 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (Right to Buy) Disposition 2012-01-23 3,333 $0.00 3,333 $43.31
Class A Common Stock Employee Stock Option (Right to Buy) Disposition 2012-01-23 3,333 $0.00 3,333 $50.85
Class A Common Stock Employee Stock Option (Right to Buy) Disposition 2012-01-23 3,334 $0.00 3,334 $47.95
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
24,222 2013-08-10 No 4 M Direct
19,939 2014-08-05 No 4 M Direct
12,776 2012-08-11 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common Stock 1,080,717 Direct
Class B Common Stock 230,973 Indirect By Trusts
Footnotes
  1. Reflects (i) the December 19, 2011 transfer of 36,789 shares from the Reporting Person to the Ronald M. Shaich 2011 Qualified Annuity Interest Trust, and (ii) the December 19, 2011 transfer of 47,090 shares from the Reporting Person to the SGC Trust LLC. These transfers are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 and represent a change in the form of beneficiary ownership with no change in pecuniary interest.
  2. Consists of 147,094 shares held by Ronald M. Shaich Qualified Annuity Interest Trust of which the reporting person's spouse is a trustee; 36,789 shares held by the Ronald M. Shaich 2011 Qualified Annuity Interest Trust of which Mr. Shaich is the trustee; and 47,090 shares held by SGC Trust LLC of which Mr. Shaich is the investment trustee.
  3. The exercise reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 6, 2011.
  4. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 6, 2011.
  5. The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $149.08 to $150.08. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  6. The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $150.088 to $150.227. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  7. The option vests in four (4) equal annual installments beginning August 10, 2009.
  8. The option vests in four (4) equal annual installments beginning August 5, 2010.
  9. The option vests in four (4) equal annual installments beginning August 11, 2008.