Filing Details
- Accession Number:
- 0001209191-12-005341
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-25 20:07:32
- Reporting Period:
- 2012-01-23
- Filing Date:
- 2012-01-25
- Accepted Time:
- 2012-01-25 20:07:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
724606 | Panera Bread Co | PNRA | Retail-Eating Places (5812) | 042723701 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1034193 | M Ronald Shaich | Three Charles River Place 63 Kendrick Street Needham MA 02494 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2012-01-23 | 3,333 | $43.31 | 80,845 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2012-01-23 | 3,333 | $50.85 | 84,178 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2012-01-23 | 3,334 | $47.95 | 87,512 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2012-01-23 | 6,133 | $149.59 | 81,179 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2012-01-23 | 3,867 | $150.13 | 77,512 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-01-23 | 3,333 | $0.00 | 3,333 | $43.31 |
Class A Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-01-23 | 3,333 | $0.00 | 3,333 | $50.85 |
Class A Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-01-23 | 3,334 | $0.00 | 3,334 | $47.95 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
24,222 | 2013-08-10 | No | 4 | M | Direct | |
19,939 | 2014-08-05 | No | 4 | M | Direct | |
12,776 | 2012-08-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class B Common Stock | 1,080,717 | Direct | |
Class B Common Stock | 230,973 | Indirect | By Trusts |
Footnotes
- Reflects (i) the December 19, 2011 transfer of 36,789 shares from the Reporting Person to the Ronald M. Shaich 2011 Qualified Annuity Interest Trust, and (ii) the December 19, 2011 transfer of 47,090 shares from the Reporting Person to the SGC Trust LLC. These transfers are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 and represent a change in the form of beneficiary ownership with no change in pecuniary interest.
- Consists of 147,094 shares held by Ronald M. Shaich Qualified Annuity Interest Trust of which the reporting person's spouse is a trustee; 36,789 shares held by the Ronald M. Shaich 2011 Qualified Annuity Interest Trust of which Mr. Shaich is the trustee; and 47,090 shares held by SGC Trust LLC of which Mr. Shaich is the investment trustee.
- The exercise reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 6, 2011.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 6, 2011.
- The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $149.08 to $150.08. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $150.088 to $150.227. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- The option vests in four (4) equal annual installments beginning August 10, 2009.
- The option vests in four (4) equal annual installments beginning August 5, 2010.
- The option vests in four (4) equal annual installments beginning August 11, 2008.