Filing Details
- Accession Number:
- 0001137411-12-000015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-24 17:52:39
- Reporting Period:
- 2012-01-23
- Filing Date:
- 2012-01-24
- Accepted Time:
- 2012-01-24 17:52:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1213511 | L Kent Statler | M/S 153-100 400 Collins Road Ne Cedar Rapids IA 52498-0001 | Execvp & Coo, Commercial Sys | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-01-23 | 46,310 | $30.39 | 69,720 | No | 4 | A | Direct | |
Common Stock | Disposition | 2012-01-23 | 100 | $59.21 | 69,620 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-23 | 100 | $59.22 | 69,520 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-23 | 100 | $59.23 | 69,420 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-23 | 500 | $59.25 | 68,920 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-23 | 100 | $59.26 | 68,820 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-23 | 400 | $59.27 | 68,420 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-23 | 300 | $59.28 | 68,120 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-23 | 3,952 | $59.29 | 64,168 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-23 | 600 | $59.30 | 63,568 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-23 | 200 | $59.31 | 63,368 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-23 | 500 | $59.32 | 62,868 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-23 | 1,300 | $59.33 | 61,568 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-23 | 768 | $59.34 | 60,800 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-23 | 1,000 | $59.35 | 59,800 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-23 | 732 | $59.36 | 59,068 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-23 | 100 | $59.38 | 58,968 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-23 | 900 | $59.39 | 58,068 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-23 | 500 | $59.40 | 57,568 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-23 | 2,000 | $59.41 | 55,568 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-23 | 200 | $59.42 | 55,368 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-23 | 600 | $59.43 | 54,768 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-23 | 4,500 | $59.45 | 50,268 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-23 | 700 | $59.46 | 49,568 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-23 | 1,800 | $59.47 | 47,768 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-23 | 100 | $59.48 | 47,668 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-23 | 1,200 | $59.49 | 46,468 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-23 | 100 | $59.51 | 46,368 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
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Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2012-01-23 | 46,310 | $0.00 | 46,310 | $30.39 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,290 | 2018-11-21 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,728 | Indirect | By Savings Plan |
Footnotes
- Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of January 1, 2012.
- Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of January 1, 2012.
- Employee stock options granted pursuant to the Company's stock based plans.
- The options became exercisable in three equal annual installments on November 21, 2009, 2010 and 2011.