Filing Details

Accession Number:
0001137411-12-000015
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-01-24 17:52:39
Reporting Period:
2012-01-23
Filing Date:
2012-01-24
Accepted Time:
2012-01-24 17:52:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137411 Rockwell Collins Inc COL Aircraft Parts & Auxiliary Equipment, Nec (3728) 522314475
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1213511 L Kent Statler M/S 153-100
400 Collins Road Ne
Cedar Rapids IA 52498-0001
Execvp & Coo, Commercial Sys No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-01-23 46,310 $30.39 69,720 No 4 A Direct
Common Stock Disposition 2012-01-23 100 $59.21 69,620 No 4 S Direct
Common Stock Disposition 2012-01-23 100 $59.22 69,520 No 4 S Direct
Common Stock Disposition 2012-01-23 100 $59.23 69,420 No 4 S Direct
Common Stock Disposition 2012-01-23 500 $59.25 68,920 No 4 S Direct
Common Stock Disposition 2012-01-23 100 $59.26 68,820 No 4 S Direct
Common Stock Disposition 2012-01-23 400 $59.27 68,420 No 4 S Direct
Common Stock Disposition 2012-01-23 300 $59.28 68,120 No 4 S Direct
Common Stock Disposition 2012-01-23 3,952 $59.29 64,168 No 4 S Direct
Common Stock Disposition 2012-01-23 600 $59.30 63,568 No 4 S Direct
Common Stock Disposition 2012-01-23 200 $59.31 63,368 No 4 S Direct
Common Stock Disposition 2012-01-23 500 $59.32 62,868 No 4 S Direct
Common Stock Disposition 2012-01-23 1,300 $59.33 61,568 No 4 S Direct
Common Stock Disposition 2012-01-23 768 $59.34 60,800 No 4 S Direct
Common Stock Disposition 2012-01-23 1,000 $59.35 59,800 No 4 S Direct
Common Stock Disposition 2012-01-23 732 $59.36 59,068 No 4 S Direct
Common Stock Disposition 2012-01-23 100 $59.38 58,968 No 4 S Direct
Common Stock Disposition 2012-01-23 900 $59.39 58,068 No 4 S Direct
Common Stock Disposition 2012-01-23 500 $59.40 57,568 No 4 S Direct
Common Stock Disposition 2012-01-23 2,000 $59.41 55,568 No 4 S Direct
Common Stock Disposition 2012-01-23 200 $59.42 55,368 No 4 S Direct
Common Stock Disposition 2012-01-23 600 $59.43 54,768 No 4 S Direct
Common Stock Disposition 2012-01-23 4,500 $59.45 50,268 No 4 S Direct
Common Stock Disposition 2012-01-23 700 $59.46 49,568 No 4 S Direct
Common Stock Disposition 2012-01-23 1,800 $59.47 47,768 No 4 S Direct
Common Stock Disposition 2012-01-23 100 $59.48 47,668 No 4 S Direct
Common Stock Disposition 2012-01-23 1,200 $59.49 46,468 No 4 S Direct
Common Stock Disposition 2012-01-23 100 $59.51 46,368 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2012-01-23 46,310 $0.00 46,310 $30.39
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,290 2018-11-21 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,728 Indirect By Savings Plan
Footnotes
  1. Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of January 1, 2012.
  2. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of January 1, 2012.
  3. Employee stock options granted pursuant to the Company's stock based plans.
  4. The options became exercisable in three equal annual installments on November 21, 2009, 2010 and 2011.