Filing Details
- Accession Number:
- 0001209191-12-004808
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-23 16:08:17
- Reporting Period:
- 2012-01-19
- Filing Date:
- 2012-01-23
- Accepted Time:
- 2012-01-23 16:08:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 110621 | Rpm International Inc | RPM | Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) | 020642224 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1447766 | Barry Slifstein | 2628 Pearl Road P.o. Box 777 Medina OH 44258 | Vice President And Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Acquisiton | 2012-01-19 | 5,000 | $17.65 | 32,843 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2012-01-19 | 3,546 | $24.89 | 29,297 | No | 4 | D | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2012-01-19 | 497 | $24.89 | 28,800 | No | 4 | F | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2012-01-20 | 1,957 | $24.88 | 26,843 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2012-01-19 | 5,000 | $0.00 | 5,000 | $17.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-10-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares, $0.01 Par Value | 38,637 | Indirect | By 401(k) Plan |
Footnotes
- On January 19, 2012, 1,454 shares of Common Stock were issued to the reporting person in settlement of Stock Appreciation Rights. The reporting person disposed of 497 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.
- Includes an aggregate of 8,650 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and 11,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan.
- Approximate number of shares held as of January 19, 2012 in the account of reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.
- The Stock Appreciation Rights vested on October 5, 2006, 2007, 2008 and 2009.
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