Filing Details
- Accession Number:
- 0001144204-12-003288
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-20 18:18:44
- Reporting Period:
- 2012-01-18
- Filing Date:
- 2012-01-20
- Accepted Time:
- 2012-01-20 18:18:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1036968 | Diadexus Inc. | DDXS | Pharmaceutical Preparations (2834) | 943236309 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1087939 | Julian Baker | 667 Madison Avenue, 21St Floor New York NY US 10065 | No | No | Yes | No | |
1087940 | Felix Baker | 667 Madison Avenue, 21St Floor New York NY US 10065 | No | No | Yes | No | |
1244390 | Baker Bros. Capital (Gp), Llc | 667 Madison Avenue 21St Floor New York NY US 10065 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-01-18 | 118,800 | $0.21 | 79,340 | No | 4 | S | Indirect | Through Partnership |
Common Stock | Disposition | 2012-01-19 | 20,000 | $0.20 | 59,340 | No | 4 | S | Indirect | Through Partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Through Partnership |
No | 4 | S | Indirect | Through Partnership |
Footnotes
- In addition to Baker Bros. Capital (GP), LLC, this Form 4 is being filed jointly by Felix J. Baker and Julian C. Baker, each of whom has the same business address as Baker Bros. Capital (GP), LLC and may be deemed to have a pecuniary interest in securities owned by it. Because of certain relationships with other security holders of the Issuer, the Reporting Persons are filing solely for informational purposes as if they were members of a group with such security holders. (Continued in footnote 2).
- However, the Reporting Persons disclaim that they and any other person or persons, in fact constitute a "group" for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, or Rule 13d-5 thereunder or that they are the beneficial owners of securities owned by any such other persons, and each of them disclaims beneficial ownership of securities reported herein except to the extent of their pecuniary interest, if any, therein.
- Represents 62,718 shares sold by Baker Bros. Investments I, L.P. and 56,082 shares sold by Baker Bros. Investments II, L.P.
- Represents 10,559 shares sold by Baker Bros. Investments I, L.P. and 9,441 shares sold by Baker Bros. Investments II, L.P.
- Represents shares 31,327 shares owned directly by Baker Bros. Investments, L.P. and 28,013 shares owned directly by Baker Bros. Investments II, L.P., limited partnerships of which the sole general partner is Baker Bros. Capital, L.P., a limited partnership of which the sole general partner is Baker Bros. Capital (GP), LLC. Felix J. Baker and Julian C. Baker are controlling members of Baker Bros. Capital (GP), LLC.