Filing Details

Accession Number:
0001144204-12-003288
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-01-20 18:18:44
Reporting Period:
2012-01-18
Filing Date:
2012-01-20
Accepted Time:
2012-01-20 18:18:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1036968 Diadexus Inc. DDXS Pharmaceutical Preparations (2834) 943236309
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1087939 Julian Baker 667 Madison Avenue, 21St Floor
New York NY US 10065
No No Yes No
1087940 Felix Baker 667 Madison Avenue, 21St Floor
New York NY US 10065
No No Yes No
1244390 Baker Bros. Capital (Gp), Llc 667 Madison Avenue 21St Floor
New York NY US 10065
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-01-18 118,800 $0.21 79,340 No 4 S Indirect Through Partnership
Common Stock Disposition 2012-01-19 20,000 $0.20 59,340 No 4 S Indirect Through Partnership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Through Partnership
No 4 S Indirect Through Partnership
Footnotes
  1. In addition to Baker Bros. Capital (GP), LLC, this Form 4 is being filed jointly by Felix J. Baker and Julian C. Baker, each of whom has the same business address as Baker Bros. Capital (GP), LLC and may be deemed to have a pecuniary interest in securities owned by it. Because of certain relationships with other security holders of the Issuer, the Reporting Persons are filing solely for informational purposes as if they were members of a group with such security holders. (Continued in footnote 2).
  2. However, the Reporting Persons disclaim that they and any other person or persons, in fact constitute a "group" for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, or Rule 13d-5 thereunder or that they are the beneficial owners of securities owned by any such other persons, and each of them disclaims beneficial ownership of securities reported herein except to the extent of their pecuniary interest, if any, therein.
  3. Represents 62,718 shares sold by Baker Bros. Investments I, L.P. and 56,082 shares sold by Baker Bros. Investments II, L.P.
  4. Represents 10,559 shares sold by Baker Bros. Investments I, L.P. and 9,441 shares sold by Baker Bros. Investments II, L.P.
  5. Represents shares 31,327 shares owned directly by Baker Bros. Investments, L.P. and 28,013 shares owned directly by Baker Bros. Investments II, L.P., limited partnerships of which the sole general partner is Baker Bros. Capital, L.P., a limited partnership of which the sole general partner is Baker Bros. Capital (GP), LLC. Felix J. Baker and Julian C. Baker are controlling members of Baker Bros. Capital (GP), LLC.