Filing Details
- Accession Number:
- 0001225208-12-001782
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-20 18:03:02
- Reporting Period:
- 2012-01-18
- Filing Date:
- 2012-01-20
- Accepted Time:
- 2012-01-20 18:03:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
19617 | Jpmorgan Chase & Co | JPM | National Commercial Banks (6021) | 132624428 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1346629 | Frank Bisignano | Jpmorgan Chase &Amp; Co. 270 Park Avenue New York NY 10017-2070 | Chief Administrative Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-01-20 | 10,000 | $37.09 | 242,537 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Acquisiton | 2012-01-18 | 139,026 | $0.00 | 139,026 | $0.00 |
Common Stock | Stock Appreciation Rights | Acquisiton | 2012-01-18 | 281,215 | $0.00 | 281,215 | $35.61 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
139,026 | 2015-01-13 | No | 4 | A | Direct | |
281,215 | 2022-01-18 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,264 | Indirect | As Custodian For Children |
Common Stock | 200 | Indirect | By IRA |
Common Stock | 1,000 | Indirect | By Wife |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
- See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.
- Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015.
- See Exhibit 99.2 for description of the Firm's bonus recovery policies applicable to these awards.
- Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date.