Filing Details
- Accession Number:
- 0001137411-12-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-20 17:00:45
- Reporting Period:
- 2012-01-19
- Filing Date:
- 2012-01-20
- Accepted Time:
- 2012-01-20 17:00:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191575 | S Gregory Churchill | M/S 153-100 400 Collins Road Ne Cedar Rapids IA 52498-0001 | Execvp International & Service | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-01-19 | 15,475 | $27.97 | 52,289 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-01-19 | 213 | $60.72 | 52,076 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-19 | 813 | $60.71 | 51,263 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-19 | 500 | $60.70 | 50,763 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-19 | 200 | $60.69 | 50,563 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-19 | 13 | $60.68 | 50,550 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-19 | 300 | $60.67 | 50,250 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-19 | 300 | $60.65 | 49,950 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-19 | 100 | $60.64 | 49,850 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-19 | 800 | $60.61 | 49,050 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-19 | 100 | $60.57 | 48,950 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-19 | 600 | $60.56 | 48,350 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-19 | 100 | $60.55 | 48,250 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-19 | 100 | $60.53 | 48,150 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-19 | 1,200 | $60.52 | 46,950 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-19 | 10,075 | $60.51 | 36,875 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-19 | 61 | $60.50 | 36,814 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-01-19 | 15,475 | $0.00 | 15,475 | $27.97 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
34,525 | 2013-11-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,786 | Indirect | By Savings Plan |
Footnotes
- Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of January 1, 2012.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2011.
- Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of January 1, 2012.
- Employee stock options granted pursuant to the Company's stock based plans.
- The options became exercisable in three equal installments on November 6, 2004, 2005 and 2006.