Filing Details
- Accession Number:
- 0000950117-12-000091
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-20 16:14:48
- Reporting Period:
- 2012-01-18
- Filing Date:
- 2012-01-20
- Accepted Time:
- 2012-01-20 16:14:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 730716 | Zygo Corp | ZIGO | Optical Instruments & Lenses (3827) | 060864500 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1290852 | J Douglas Eccleston | Laurel Brook Road Middlefield CT 06455 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-01-18 | 2,890 | $10.40 | 46,436 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-01-18 | 2,890 | $16.58 | 43,546 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-01-18 | 1,500 | $10.67 | 45,046 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-01-18 | 1,500 | $16.41 | 43,546 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-01-18 | 400 | $12.36 | 43,946 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-01-18 | 400 | $16.33 | 43,546 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-01-19 | 7,800 | $12.36 | 51,346 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-01-19 | 7,800 | $16.90 | 43,546 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2012-01-18 | 2,890 | $0.00 | 2,890 | $10.40 |
| Common Stock | Stock Option | Disposition | 2012-01-18 | 1,500 | $0.00 | 1,500 | $10.67 |
| Common Stock | Stock Option | Disposition | 2012-01-18 | 400 | $0.00 | 400 | $12.36 |
| Common Stock | Stock Option | Disposition | 2012-01-19 | 7,800 | $0.00 | 7,800 | $12.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-08-24 | 2015-08-24 | No | 4 | M | Direct |
| 0 | 2009-08-20 | 2018-08-20 | No | 4 | M | Direct |
| 13,100 | 2008-08-21 | 2017-08-21 | No | 4 | M | Direct |
| 5,300 | 2008-08-21 | 2017-08-21 | No | 4 | M | Direct |
Footnotes
- The option exercises, purchase of shares and sale of shares were made pursuant to a Rule 10b5-1(c) trading plan, established by the reporting person on November 28, 2011.
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