Filing Details

Accession Number:
0001209191-12-004637
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-01-20 16:11:08
Reporting Period:
2012-01-18
Filing Date:
2012-01-20
Accepted Time:
2012-01-20 16:11:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1397911 Lpl Investment Holdings Inc. LPLA Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 203717839
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1405298 S James Putnam C/O Lpl Investment Holdings Inc.
One Beacon Street
Boston MA 02108
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-01-18 21,583 $34.00 305,952 No 4 S Indirect Held by Reporting Person's spouse.
Common Stock Disposition 2012-01-19 18,417 $34.01 287,535 No 4 S Indirect Held by Reporting Person's spouse.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Held by Reporting Person's spouse.
No 4 S Indirect Held by Reporting Person's spouse.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Restricted Stock Units 94,256 Indirect Held by Reporting Person's spouse.
Common Stock 403,180 Direct
Footnotes
  1. The Reporting Person disclaims beneficial ownership of these shares.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.00 to $34.05, inclusive. The reporting person undertakes to provide to LPL Investment Holdings Inc., any security holder of LPL Investment Holdings Inc., or the staff of the Securities and Exchange Commission, uipon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.