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Filing Details

Accession Number:: 0001209191-12-004604
Form Type:: 5
Zero Holdings:: No
Publication Time:: 2012-01-20 14:37:03
Reporting Period:: 2011-12-31

Filing Date:: 2012-01-20
Accepted Time:: 2012-01-20 14:37:03
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
3952	Allied Defense Group Inc	ADGI	Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480)	042281015

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1361978	Southpaw Asset Management Lp	Two Greenwich Office Park Greenwich CT 06831	No	No	Yes	No
1385599	Kevin Wyman	Two Greenwich Office Park Greenwich CT 06831	No	No	Yes	No
1385606	Howard Golden	Two Greenwich Office Park Greenwich CT 06831	No	No	Yes	No
1385608	Southpaw Holdings Llc	Two Greenwich Office Park Greenwich CT 06831	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-06-08	1,054	$3.45	761,798	No	5	P	Indirect	See Footnote
Common Stock	Acquisiton	2011-06-08	4	$3.45	2,881	No	5	P	Indirect	See Footnote
Common Stock	Acquisiton	2011-06-08	34	$3.45	25,168	No	5	P	Indirect	See Footnote
Common Stock	Acquisiton	2011-06-08	20	$3.45	15,020	No	5	P	Indirect	See Footnote
Common Stock	Acquisiton	2011-06-08	38	$3.45	33,220	No	5	P	Indirect	See Footnote
Common Stock	Acquisiton	2011-06-13	442	$3.45	762,240	No	5	P	Indirect	See Footnote
Common Stock	Acquisiton	2011-06-13	2	$3.45	2,883	No	5	P	Indirect	See Footnote
Common Stock	Acquisiton	2011-06-13	14	$3.45	25,182	No	5	P	Indirect	See Footnote
Common Stock	Acquisiton	2011-06-13	8	$3.45	15,028	No	5	P	Indirect	See Footnote
Common Stock	Acquisiton	2011-06-13	16	$3.45	33,236	No	5	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	P	Indirect	See Footnote
No	5	P	Indirect	See Footnote
No	5	P	Indirect	See Footnote
No	5	P	Indirect	See Footnote
No	5	P	Indirect	See Footnote
No	5	P	Indirect	See Footnote
No	5	P	Indirect	See Footnote
No	5	P	Indirect	See Footnote
No	5	P	Indirect	See Footnote
No	5	P	Indirect	See Footnote

Footnotes

The filing of this Form 5 shall not be construed as an admission that (i) Southpaw Asset Management LP ("Southpaw Management"), (ii) Southpaw Holdings LLC ("Southpaw Holdings"), (iii) Kevin Wyman, or (iv) Howard Golden is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, the beneficial owner of any of shares of common stock ("Common Stock") of The Allied Defense Group, Inc., a Delaware corporation (the "Issuer"), held by Southpaw Credit Opportunity Master Fund LP (the "Credit Fund"), Southpaw Equity Opportunity Master Fund LP (the "Equity Fund" and, together with the Credit Fund, the "Funds") and certain managed accounts (the "Managed Accounts").
Pursuant to Rule 16a-1, Southpaw Management, Southpaw Holdings, Mr. Wyman and Mr. Golden disclaim beneficial ownership beyond their pecuniary interest.
The Credit Fund holds these shares of Common Stock for its own account. Southpaw Management serves as the investment manager of the Credit Fund. Southpaw Management or its affiliate receives a performance-based and an asset-based fee for managing the investments of the Credit Fund. Southpaw Holdings reports the shares of Common Stock held indirectly by Southpaw Management, because, as the general partner of Southpaw Management at the time of purchase, it controlled the disposition and voting of the securities. Messrs. Wyman and Golden report the shares of Common Stock held indirectly by Southpaw Management because, as the managing members of Southpaw Holdings at the time of purchase, they controlled the disposition and voting of the securities.
The Equity Fund holds these shares of Common Stock for its own account. Southpaw Management serves as the investment manager of the Equity Fund. Southpaw Management or its affiliate receives a performance-based and an asset-based fee for managing the investments of the Equity Fund. Southpaw Holdings reports the shares of Common Stock held indirectly by Southpaw Management, because, as the general partner of Southpaw Management at the time of purchase, it controlled the disposition and voting of the securities. Messrs. Wyman and Golden report the shares of Common Stock held indirectly by Southpaw Management because, as the managing members of Southpaw Holdings at the time of purchase, they controlled the disposition and voting of the securities.
Southpaw Management holds these shares of Common Stock indirectly through the account of one of its Managed Accounts ("Managed Account A"), of which Southpaw Management serves as the investment manager. Southpaw Management or its affiliate receives a performance-based and an asset-based fee for managing the investments of the Managed Accounts. Southpaw Holdings reports the shares of Common Stock held indirectly by Southpaw Management, because, as the general partner of Southpaw Management at the time of purchase, it controlled the disposition and voting of the securities. Messrs. Wyman and Golden report the shares of Common Stock held indirectly by Southpaw Management because, as the managing members of Southpaw Holdings at the time of purchase, they controlled the disposition and voting of the securities.
Southpaw Management holds these shares of Common Stock indirectly through the account of one of its Managed Accounts ("Managed Account B"), of which Southpaw Management serves as the investment manager. Southpaw Management or its affiliate receives a performance-based and an asset-based fee for managing the investments of the Managed Accounts. Southpaw Holdings reports the shares of Common Stock held indirectly by Southpaw Management, because, as the general partner of Southpaw Management at the time of purchase, it controlled the disposition and voting of the securities. Messrs. Wyman and Golden report the shares of Common Stock held indirectly by Southpaw Management because, as the managing members of Southpaw Holdings at the time of purchase, they controlled the disposition and voting of the securities.
Southpaw Management holds these shares of Common Stock indirectly through the account of one of its Managed Accounts ("Managed Account C"), of which Southpaw Management serves as the investment manager. Southpaw Management or its affiliate receives a performance-based and an asset-based fee for managing the investments of the Managed Accounts. Southpaw Holdings reports the shares of Common Stock held indirectly by Southpaw Management, because, as the general partner of Southpaw Management at the time of purchase, it controlled the disposition and voting of the securities. Messrs. Wyman and Golden report the shares of Common Stock held indirectly by Southpaw Management because, as the managing members of Southpaw Holdings at the time of purchase, they controlled the disposition and voting of the securities.