Filing Details
- Accession Number:
- 0001519535-12-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-19 16:58:58
- Reporting Period:
- 2012-01-17
- Filing Date:
- 2012-01-19
- Accepted Time:
- 2012-01-19 16:58:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1489096 | Thermon Group Holdings Inc. | THR | Electrical Industrial Apparatus (3620) | 272228185 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1519535 | Rene Johannes Salm Der Van | 100 Thermon Drive San Marcos TX 78666 | Svp-Global Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-01-17 | 12,500 | $5.20 | 169,546 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-01-17 | 12,500 | $16.92 | 157,046 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2012-01-17 | 12,500 | $0.00 | 12,500 | $5.20 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
235,021 | 2011-05-04 | 2020-10-20 | No | 4 | M | Direct |
Footnotes
- Transactions pursuant to a Rule 10b5-1 Plan.
- This represents the weighted average sale price. Reporting person will, upon request, supply the SEC Staff, the Issuer, or any securityholder of the Issuer, full information regarding the number of shares sold at each separate price.
- Options became fully vested and exercisable in connection with the Issuer's Initial Public Offering