Filing Details
- Accession Number:
- 0001209191-12-004468
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-19 16:29:45
- Reporting Period:
- 2012-01-17
- Filing Date:
- 2012-01-19
- Accepted Time:
- 2012-01-19 16:29:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
722256 | Hudson Valley Holding Corp | HVB | State Commercial Banks (6022) | 133148745 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191184 | R Angelo Martinelli | C/O 21 Scarsdale Road Yonkers NY 10707 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-12-05 | 35,179 | $0.00 | 386,976 | No | 5 | J | Direct | |
Common Stock | Acquisiton | 2011-12-05 | 1,443 | $0.00 | 15,882 | No | 5 | J | Indirect | by Family Trust - Trustee |
Common Stock | Disposition | 2012-01-17 | 100 | $21.22 | 386,876 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-17 | 300 | $21.21 | 386,576 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-17 | 600 | $21.37 | 385,976 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-18 | 297 | $20.69 | 385,679 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-18 | 200 | $20.81 | 385,479 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-18 | 400 | $20.92 | 385,079 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-18 | 100 | $20.93 | 384,979 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-18 | 3 | $20.95 | 384,976 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-19 | 1,000 | $21.35 | 383,976 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Direct | |
No | 5 | J | Indirect | by Family Trust - Trustee |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2011-12-05 | 1,384 | $0.00 | 1,384 | $23.71 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
15,233 | 2006-01-01 | 2016-01-01 | No | 5 | J | Direct |
Footnotes
- Stock dividend of .10 share of common stock for each share held at close of business on 11/23/2011, that was paid on 12/05/2011.
- Amount reflects stock dividend of .10 share of common stock for each share or option held at close of business on 11/23/2011, that was paid on 12/05/2011.
- Sale of shares by Reporting Person, under a 10b5-1 Plan in accordance with the provisions of SEC Rule 10b5-1, adopted by the Reporting Person on 12/16/2011.
- Option grant price has been adjusted to reflect the allocation of 10% stock dividends.
- Allocation of stock dividend of .10 share of common stock for each option.