Filing Details
- Accession Number:
- 0001179110-12-000897
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-18 18:56:59
- Reporting Period:
- 2012-01-13
- Filing Date:
- 2012-01-18
- Accepted Time:
- 2012-01-18 18:56:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 2491 | Bally Technologies Inc. | BYI | Services-Prepackaged Software (7372) | 880104066 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1277036 | Ramesh Srinivasan | 6601 S. Bermuda Road Las Vegas NV 89119 | President & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.10 Per Share | Disposition | 2012-01-13 | 16,479 | $41.00 | 41,022 | No | 4 | S | Direct | |
| Common Stock, Par Value $.10 Per Share | Acquisiton | 2012-01-13 | 4,977 | $11.30 | 45,999 | No | 4 | M | Direct | |
| Common Stock, Par Value $.10 Per Share | Disposition | 2012-01-13 | 4,977 | $41.00 | 41,022 | No | 4 | S | Direct | |
| Common Stock, Par Value $.10 Per Share | Acquisiton | 2012-01-13 | 70,959 | $11.30 | 111,981 | No | 4 | M | Direct | |
| Common Stock, Par Value $.10 Per Share | Disposition | 2012-01-13 | 70,959 | $41.00 | 41,022 | No | 4 | S | Direct | |
| Common Stock, Par Value $.10 Per Share | Acquisiton | 2012-01-13 | 11,250 | $23.04 | 52,272 | No | 4 | M | Direct | |
| Common Stock, Par Value $.10 Per Share | Disposition | 2012-01-13 | 11,250 | $41.00 | 41,022 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.10 Per Share | Employee Stock Options (Right to Buy) | Disposition | 2012-01-13 | 4,977 | $0.00 | 4,977 | $11.30 |
| Common Stock, Par Value $.10 Per Share | Employee Stock Options (Right to Buy) | Disposition | 2012-01-13 | 70,959 | $0.00 | 70,959 | $11.30 |
| Common Stock, Par Value $.10 Per Share | Employee Stock Options (Right to Buy) | Disposition | 2012-01-13 | 11,250 | $0.00 | 11,250 | $23.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,872 | 2006-03-09 | 2015-03-09 | No | 4 | M | Direct |
| 55,192 | 2015-03-09 | No | 4 | M | Direct | |
| 8,750 | 2010-12-31 | 2015-10-17 | No | 4 | M | Direct |
Footnotes
- The sales were pursuant to a Rule 10b5-1 Trading Agreement.
- The options vested as follows: (i) 116,151 on March 9, 2006; (ii) 70,00 on March 9, 2007; (iii) 70,000 on March 9, 2008; and, (iv) 35,00 on March 9, 2009.
- Granted as compensation for services.
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