Filing Details
- Accession Number:
- 0001225208-12-001565
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-18 17:24:13
- Reporting Period:
- 2012-01-13
- Filing Date:
- 2012-01-18
- Accepted Time:
- 2012-01-18 17:24:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
19617 | Jpmorgan Chase & Co | JPM | National Commercial Banks (6021) | 132624428 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1197620 | E James Staley | Jpmorgan Chase &Amp; Co. 270 Park Avenue New York NY 10017-2070 | Managing Director | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-01-13 | 63,665 | $0.00 | 175,217 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-01-13 | 57,737 | $0.00 | 232,954 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-01-13 | 58,369 | $35.53 | 174,585 | No | 4 | F | Direct | |
Common Stock | Disposition | 2012-01-17 | 55,000 | $35.21 | 119,585 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2012-01-13 | 63,665 | $0.00 | 63,665 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2012-01-13 | 57,737 | $0.00 | 57,737 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
63,665 | 2013-01-13 | No | 4 | M | Direct | |
0 | 2012-01-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 282,973 | Indirect | By GRAT |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
- Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013.
- Restricted stock units vest 50% on January 13, 2011 amd 50% on January 13, 2012.