Filing Details
- Accession Number:
- 0001181431-12-002937
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-18 17:23:21
- Reporting Period:
- 2012-01-16
- Filing Date:
- 2012-01-18
- Accepted Time:
- 2012-01-18 17:23:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1122904 | Netgear Inc | NTGR | Telephone & Telegraph Apparatus (3661) | 770419172 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1256282 | F Michael Falcon | Netgear, Inc. 350 E. Plumeria Dr. San Jose CA 95134 | Svp, Ww Ops And Support | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-01-16 | 2,125 | $0.00 | 21,654 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-01-16 | 784 | $37.53 | 20,870 | No | 4 | F | Direct | |
Common Stock | Disposition | 2012-01-17 | 312 | $11.41 | 21,182 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-01-17 | 312 | $37.69 | 20,870 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-01-17 | 312 | $0.00 | 312 | $11.41 |
Common Stock | Restricted Stock Units | Disposition | 2012-01-16 | 2,125 | $0.00 | 2,125 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,751 | 2019-01-16 | No | 4 | M | Direct | |
2,125 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | $21.10 | 2020-02-02 | 10,417 | 10,417 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $20.80 | 2020-06-13 | 10,625 | 10,625 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $35.32 | 2021-02-03 | 20,000 | 20,000 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $33.15 | 2021-04-26 | 3,400 | 3,400 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-02-02 | 10,417 | 10,417 | Direct |
2020-06-13 | 10,625 | 10,625 | Direct |
2021-02-03 | 20,000 | 20,000 | Direct |
2021-04-26 | 3,400 | 3,400 | Direct |
Footnotes
- Converts to common stock on a one for one basis.
- Not applicable.
- 25% of the option grant is exercisable on 1/16/2010, and 1/48 of the option grant is exercisable each month thereafter.
- Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/16/2009, the vesting start date, so that all of the units will have vested on 1/16/2013.
- 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the shares subject to the option shall vest on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates.
- 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.
- The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2010.
- Acquired pursuant to the vesting of restricted stock units which convert to common stock on a one for one basis.