Filing Details
- Accession Number:
- 0001209191-12-003933
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-17 18:29:25
- Reporting Period:
- 2012-01-12
- Filing Date:
- 2012-01-17
- Accepted Time:
- 2012-01-17 18:29:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1310067 | Sears Holdings Corp | SHLD | Retail-Department Stores (5311) | 201920798 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 860585 | /Ct P L Partners Rbs | 200 Greenwich Avenue Greenwich CT 06830 | No | No | Yes | No | |
| 923727 | Esl Partners, L.p. | 200 Greenwich Avenue Greenwich CT 06830 | No | No | Yes | No | |
| 1126396 | Esl Investments Inc | 200 Greenwich Avenue Greenwich CT 06830 | No | No | Yes | No | |
| 1183200 | S Edward Lampert | 200 Greenwich Avenue Greenwich CT 06830 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2012-01-12 | 105,650 | $31.20 | 22,747,453 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | 38,107,718 | Indirect | See Footnotes |
| Common Stock, Par Value $0.01 Per Share | 10,230 | Indirect | See Footnotes |
| Common Stock, Par Value $0.01 Per Share | 747 | Indirect | See Footnotes |
Footnotes
- These shares of common stock of Sears Holdings Corporation (the "Issuer"), par value $0.01 per share (each, a "Share"), are held by ESL Partners, L.P. ("Partners").
- This Form 4 is filed on behalf of Mr. Lampert, ESL Investments, Inc. ("Investments"), RBS Partners, L.P. ("RBS") and Partners. RBS is the general partner of Partners. RBS Investment Management, L.L.C. ("RBSIM") is the general partner of ESL Institutional Partners, L.P. ("Institutional"). Investments is the general partner of RBS, the sole member of CRK Partners, L.L.C. ("CRK") and the manager of RBSIM. Mr. Lampert is the Chairman, Chief Executive Officer and Director of Investments.
- These Shares are held by Institutional.
- These Shares are held by CRK.
- This price represents the approximate weighted average price per Share of purchases that were executed at prices ranging from $31.00 to $31.30 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- These Shares are held by Edward S. Lampert.
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