Filing Details
- Accession Number:
- 0000097216-12-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-17 18:16:03
- Reporting Period:
- 2012-01-13
- Filing Date:
- 2012-01-17
- Accepted Time:
- 2012-01-17 18:16:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 97216 | Terex Corp | TEX | Industrial Trucks, Tractors, Trailors & Stackers (3537) | 341531521 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1140109 | M Ronald Defeo | Terex Corporation 200 Nyala Farm Road Westport CT 06880 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Acquisiton | 2012-01-13 | 79,472 | $11.18 | 1,259,334 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2012-01-13 | 53,011 | $16.76 | 1,206,323 | No | 4 | F | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2012-01-13 | 11,476 | $16.70 | 1,194,847 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 | Acquisiton | 2012-01-13 | 0 | $0.00 | 126,377 | No | 5 | I | Indirect | Grantor Retained Annuity Trust |
| Common Stock, Par Value $.01 | Acquisiton | 2012-01-13 | 0 | $0.00 | 9,714 | No | 5 | I | Indirect | 401(k) plan |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 5 | I | Indirect | Grantor Retained Annuity Trust |
| No | 5 | I | Indirect | 401(k) plan |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock Par Value $.01 | Employee Stock Option (right to buy) | Disposition | 2012-01-13 | 79,472 | $11.18 | 79,472 | $11.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 70,528 | 2003-03-19 | 2012-03-19 | No | 4 | M | Direct |
Footnotes
- Transaction executed pursuant to a Rule 10b5-1 stock trading plan.
- Shares are being used to pay the exercise price of the options exercised.
- Represents average sale price. Shares sold at various prices ranging from $16.60 to 16.76. Mr. Defeo will provide upon request by the SEC staff, Terex Corporation or a security holder of Terex Corporation, the full information regarding the number of shares sold at each separate price.
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