Filing Details
- Accession Number:
- 0001343667-12-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-17 11:59:52
- Reporting Period:
- 2012-01-13
- Filing Date:
- 2012-01-17
- Accepted Time:
- 2012-01-17 11:59:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1342287 | General Finance Corp | GFN | Retail-Retail Stores, Nec (5990) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1343667 | Ronald Valenta | 39 East Union Street Pasadena CA 91103 | Director & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-01-13 | 500 | $2.59 | 4,388,167 | No | 4 | P | Indirect | Purchase for Minor Child A's Account |
Common Stock | Acquisiton | 2012-01-13 | 500 | $2.75 | 4,388,667 | No | 4 | P | Indirect | Purchase for Minor Child A's Account |
Common Stock | Acquisiton | 2012-01-13 | 500 | $2.75 | 4,389,167 | No | 4 | P | Indirect | Purchase for Minor Child A's Account |
Common Stock | Acquisiton | 2012-01-13 | 100 | $2.75 | 4,389,267 | No | 4 | P | Indirect | Purchase for Minor Child A's Account |
Common Stock | Acquisiton | 2012-01-13 | 100 | $2.75 | 4,389,367 | No | 4 | P | Indirect | Purchase for Minor Child A's Account |
Common Stock | Acquisiton | 2012-01-13 | 1,000 | $2.75 | 4,390,367 | No | 4 | P | Indirect | Purchase for Minor Child A's Account |
Common Stock | Acquisiton | 2012-01-13 | 300 | $2.78 | 4,390,667 | No | 4 | P | Indirect | Purchase for Minor Child B's Account |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Purchase for Minor Child A's Account |
No | 4 | P | Indirect | Purchase for Minor Child A's Account |
No | 4 | P | Indirect | Purchase for Minor Child A's Account |
No | 4 | P | Indirect | Purchase for Minor Child A's Account |
No | 4 | P | Indirect | Purchase for Minor Child A's Account |
No | 4 | P | Indirect | Purchase for Minor Child A's Account |
No | 4 | P | Indirect | Purchase for Minor Child B's Account |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | Acquisiton | 2010-06-25 | 740,000 | $0.00 | 370,000 | $4.00 |
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2010-09-15 | 80,000 | $0.00 | 80,000 | $1.06 |
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2011-08-25 | 80,000 | $0.00 | 80,000 | $3.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
370,000 | 2010-06-25 | 2013-05-26 | No | 4 | A | Direct |
450,000 | 2014-06-30 | 2020-09-15 | No | 4 | A | Direct |
530,000 | 2014-09-30 | 2021-08-25 | No | 4 | A | Direct |
Footnotes
- These warrants were issued as a component of Units that were issued as of June 25, 2010 pursuant to the rights offering of General Finance Corporation.
- See attached document "rider.txt" for explanation of Footnote 2.
- See attached document "rider2.txt" for explanation of Footnote 3.