Filing Details
- Accession Number:
- 0001140361-12-002614
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-17 10:19:01
- Reporting Period:
- 2012-01-12
- Filing Date:
- 2012-01-17
- Accepted Time:
- 2012-01-17 10:19:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 922475 | Itt Educational Services Inc | ESI | Services-Educational Services (8200) | 362061311 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1275957 | W Eugene Feichtner | C/O Itt Educational Services Inc 13000 North Meridian Street Carmel IN 46032-1404 | Evp & Pres Itt Tech Inst Div | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-01-12 | 5,800 | $17.25 | 10,127 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-01-12 | 5,800 | $65.01 | 4,327 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-01-13 | 500 | $17.25 | 4,827 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-01-13 | 500 | $65.00 | 4,327 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-01-13 | 1,100 | $49.74 | 5,427 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-01-13 | 1,100 | $65.00 | 4,327 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-01-12 | 5,800 | $0.00 | 5,800 | $17.25 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-01-13 | 500 | $0.00 | 500 | $17.25 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-01-13 | 1,100 | $0.00 | 1,100 | $49.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 500 | 2012-01-24 | No | 4 | M | Direct | |
| 0 | 2012-01-24 | No | 4 | M | Direct | |
| 13,700 | 2012-02-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 7,946 | Indirect | By Company 401(k) Plan |
Footnotes
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2011.
- Represents a portion of the 10,000 shares subject to a stock option (right to buy) with an effective grant date of January 22, 2002.
- This transaction was executed in multiple trades at prices ranging from $65.00 to $65.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide the request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents a portion of the 14,800 shares subject to a stock option (right to buy) with an effective grant date of February 2, 2005.
- The stock option vested in three equal installments on January 22, 2003, 2004 and 2005.
- The stock option vested in one installment on October 24, 2005.
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