Filing Details
- Accession Number:
- 0001209191-12-003658
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-13 17:30:27
- Reporting Period:
- 2012-01-11
- Filing Date:
- 2012-01-13
- Accepted Time:
- 2012-01-13 17:30:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
731766 | Unitedhealth Group Inc | UNH | Hospital & Medical Service Plans (6324) | 411321939 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1287920 | Gail Boudreaux | C/O Unitedhealth Group 9900 Bren Road East Minnetonka MN 55343 | Evp & Ceo, Unitedhealthcare | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-01-11 | 68,095 | $52.32 | 188,725 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-01-11 | 96,825 | $33.94 | 285,550 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-01-11 | 75,290 | $52.62 | 210,260 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2012-01-11 | 56,562 | $29.74 | 266,822 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-01-11 | 42,470 | $52.62 | 224,352 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2012-01-11 | 19,006 | $33.00 | 243,358 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-01-11 | 14,946 | $52.62 | 228,412 | No | 4 | F | Direct | |
Common Stock | Disposition | 2012-01-12 | 38,307 | $52.89 | 190,105 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2012-01-11 | 96,825 | $0.00 | 96,825 | $33.94 |
Common Stock | Stock Appreciation Rights | Disposition | 2012-01-11 | 56,562 | $0.00 | 56,562 | $29.74 |
Common Stock | Stock Appreciation Rights | Disposition | 2012-01-11 | 19,006 | $0.00 | 19,006 | $33.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
32,275 | 2018-06-05 | No | 4 | M | Direct | |
56,560 | 2019-02-23 | No | 4 | M | Direct | |
57,018 | 2020-02-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 12,229 | Indirect | by Insurance Trust |
Common Stock | 2,771 | Indirect | by 2011-M Annuity Trust |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- This transaction was executed in multiple trades ranging from $52.06 to $52.40 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades ranging from $52.75 to $53.077 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- The stock appreciation rights vest at a rate of 25% annually on June 5 from the years 2009 through 2012.
- The stock appreciation rights vest at a rate of 25% annually on February 23 from the years 2010 through 2013.
- The stock appreciation rights vest at a rate of 25% annually on February 9 from the years 2011 through 2014.