Filing Details
- Accession Number:
- 0001140361-12-002529
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-13 16:54:10
- Reporting Period:
- 2012-01-11
- Filing Date:
- 2012-01-13
- Accepted Time:
- 2012-01-13 16:54:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1486800 | Higher One Holdings Inc. | ONE | Services-Business Services, Nec (7389) | 263025501 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1493942 | F Robert Reach | C/O Higher One Holdings, Inc. 115 Munson Street New Haven CT 06511 | Chief Sales Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-01-11 | 2,262 | $0.32 | 3,561 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-01-11 | 2,262 | $17.93 | 1,299 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-01-11 | 4,821 | $2.67 | 6,120 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-01-11 | 4,821 | $17.98 | 1,299 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-01-11 | 2,262 | $0.00 | 2,262 | $0.32 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-01-11 | 4,821 | $0.00 | 4,821 | $2.67 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-07-12 | 2014-10-11 | No | 4 | M | Direct |
70,179 | 2012-12-07 | 2017-12-06 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2011.
- The price represents the weighted average sale price of multiple transactions on the reported date at prices between $17.81 and $17.96. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
- The price represents the weighted average sale price of multiple transactions on the reported date at prices between $17.96 and $18.01. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.