Filing Details
- Accession Number:
- 0001140361-12-002526
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-13 16:50:39
- Reporting Period:
- 2012-01-11
- Filing Date:
- 2012-01-13
- Accepted Time:
- 2012-01-13 16:50:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1486800 | Higher One Holdings Inc. | ONE | Services-Business Services, Nec (7389) | 263025501 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1493941 | Casey Mcguane | C/O Higher One Holdings, Inc. 115 Munson Street New Haven CT 06511 | Chief Services Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-01-11 | 7,000 | $0.20 | 34,610 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-01-11 | 7,000 | $17.96 | 27,610 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-01-12 | 6,133 | $0.20 | 33,743 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-01-12 | 6,133 | $17.31 | 27,610 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-01-11 | 7,000 | $0.00 | 7,000 | $0.20 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-01-12 | 6,133 | $0.00 | 6,133 | $0.20 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
66,060 | 2005-09-12 | 2012-09-12 | No | 4 | M | Direct |
59,927 | 2005-09-12 | 2012-09-12 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2011.
- The price represents the weighted average sale price of multiple transactions on the reported date at prices between $17.80 and $18.01. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
- The price represents the weighted average sale price of multiple transactions on the reported date at prices between $17.00 and $17.50. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.