Filing Details

Accession Number:
0001140361-12-002526
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-01-13 16:50:39
Reporting Period:
2012-01-11
Filing Date:
2012-01-13
Accepted Time:
2012-01-13 16:50:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1486800 Higher One Holdings Inc. ONE Services-Business Services, Nec (7389) 263025501
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1493941 Casey Mcguane C/O Higher One Holdings, Inc.
115 Munson Street
New Haven CT 06511
Chief Services Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-01-11 7,000 $0.20 34,610 No 4 M Direct
Common Stock Disposition 2012-01-11 7,000 $17.96 27,610 No 4 S Direct
Common Stock Acquisiton 2012-01-12 6,133 $0.20 33,743 No 4 M Direct
Common Stock Disposition 2012-01-12 6,133 $17.31 27,610 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2012-01-11 7,000 $0.00 7,000 $0.20
Common Stock Stock Option (Right to Buy) Disposition 2012-01-12 6,133 $0.00 6,133 $0.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
66,060 2005-09-12 2012-09-12 No 4 M Direct
59,927 2005-09-12 2012-09-12 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2011.
  2. The price represents the weighted average sale price of multiple transactions on the reported date at prices between $17.80 and $18.01. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
  3. The price represents the weighted average sale price of multiple transactions on the reported date at prices between $17.00 and $17.50. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.