Filing Details
- Accession Number:
- 0001140361-12-002318
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-12 20:47:22
- Reporting Period:
- 2012-01-10
- Filing Date:
- 2012-01-12
- Accepted Time:
- 2012-01-12 20:47:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 883237 | Virtus Investment Partners Inc. | VRTS | Investment Advice (6282) | 954191764 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1029691 | Jeffrey Thorp | 805 Third Avenue 16Th Floor New York NY 10022 | No | No | Yes | No | |
| 1458331 | Sonoma Capital, Lp | 805 Third Avenue 16Th Floor New York NY 10022 | No | No | Yes | No | |
| 1462064 | Sonoma Capital, Llc | 805 Third Avenue 16Th Floor New York NY 10022 | No | No | Yes | No | |
| 1462065 | Sonoma Capital Management, Llc | 805 Third Avenue 16Th Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-01-10 | 1,130 | $82.87 | 376,370 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-01-10 | 3,615 | $82.54 | 372,755 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-01-10 | 1,130 | $82.87 | 376,370 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-01-10 | 3,615 | $82.54 | 372,755 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Reflects the securities of the issuer owned directly by Sonoma Capital, LP.
- Reflects the securities of the issuer owned directly by Jeffrey Thorp Roth IRA, HSBC Bank USA, N.A. as Custodian (the "HSBC IRA").
- Sonoma Capital, LLC is the general partner of Sonoma Capital, LP. Jeffrey Thorp is the managing member of Sonoma Capital, LLC. Sonoma Capital Management, LLC is the investment manager of Sonoma Capital, LP. Jeffrey Thorp is the managing member of Sonoma Capital Management, LLC. As a result, Sonoma Capital, LP, Sonoma Capital Management, LLC, Sonoma Capital, LLC and Jeffrey Thorp may be deemed to have shared power to vote or to direct the vote and shared power to dispose or to direct the disposition of the shares of Common Stock owned by Sonoma Capital, LP.
- Jeffrey Thorp is the controlling person of the HSBC IRA. As a result, Jeffrey Thorp may be deemed to have shared power to vote or to direct the vote and shared power to dispose or to direct the disposition of the shares of Common Stock owned by the HSBC IRA.
- For purposes of this Form 4, Jeffrey Thorp, Sonoma Capital, LLC and Sonoma Capital Management, LLC disclaim beneficial ownership of the shares of common stock owned by Sonoma Capital, LP and the HSBC IRA reported on this Form 4 except to the extent of their pecuniary interest therein.
Billionaire Hedge Funds
