Filing Details
- Accession Number:
- 0001209191-12-003370
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-11 19:15:52
- Reporting Period:
- 2012-01-09
- Filing Date:
- 2012-01-11
- Accepted Time:
- 2012-01-11 19:15:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1310067 | Sears Holdings Corp | SHLD | Retail-Department Stores (5311) | 201920798 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1249806 | Esl Investors Llc | 200 Greenwich Avenue Greenwich CT 06830 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Disposition | 2012-01-09 | 4,461,329 | $29.20 | 5,451,120 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2012-01-11 | 573,184 | $0.00 | 4,877,936 | No | 4 | J | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | J | Direct |
Footnotes
- This price represents the price per share of common stock of Sears Holdings Corporation, par value $0.01 per share (each, a "Share"), of private sales to Edward S. Lampert.
- ESL Investors, L.L.C. ("Investors") distributed these Shares to the managing member of Investors in lieu of a cash payment for management fees.
Billionaire Hedge Funds
