Filing Details
- Accession Number:
- 0001209191-12-003317
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-01-11 17:12:20
- Reporting Period:
- 2011-12-20
- Filing Date:
- 2012-01-11
- Accepted Time:
- 2012-01-11 17:12:20
- Original Submission Date:
- 2011-12-22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1235007 | Endocyte Inc | ECYT | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1267980 | V Management Ventures Sanderling | 400 S. El Camino Real, Suite 1200 San Mateo CA 94402 | No | No | Yes | No | |
1429588 | Vi Management Ventures Sanderling | 400 S. El Camino Real, Suite 1200 San Mateo CA 94402 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-12-20 | 22,200 | $3.20 | 52,966 | No | 4 | P | Indirect | By Sanderling Ventures Management VI |
Common Stock | Acquisiton | 2011-12-21 | 22,200 | $3.16 | 75,166 | No | 4 | P | Indirect | By Sanderling Ventures Management VI |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Sanderling Ventures Management VI |
No | 4 | P | Indirect | By Sanderling Ventures Management VI |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 189,003 | Indirect | By Sanderling Ventures Management V |
Footnotes
- The form 4 is being amended to correct the number of shares acquired which was incorrectly reported in the original filing.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.14 to $3.27, inclusive. The reporting person undertakes to provide Endocyte, Inc., any security holders of Endocyte, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Mr. Middleton disclaims beneficial ownership of the shares directly held by the entities affiliated with Sanderling except to the extent of his individual pecuniary interest therein.
- Fred Middleton is the owner of Sanderling Ventures Management V and Sanderling Ventures Management VI Partnership and he may be deemed to have voting and investment power over shares held of record by Sanderling Ventures Management V and Sanderling Ventures Management VI Partnership.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.10 to $3.21, inclusive. The reporting person undertakes to provide Endocyte, Inc., any security holders of Endocyte, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.