Filing Details

Accession Number:
0001246360-12-000183
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-01-10 19:10:09
Reporting Period:
2012-01-09
Filing Date:
2012-01-10
Accepted Time:
2012-01-10 19:10:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
778438 Berry Petroleum Co BRY Crude Petroleum & Natural Gas (1311) 770079387
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1311067 Michael Shawn Canaday C/O Berry Petroleum Company
1999 Broadway, Suite 3700
Denver CO 80202
Vp And Treasurer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2012-01-09 2,351 $44.40 5,554 No 4 M Direct
Class A Common Stock Disposition 2012-01-10 196 $44.90 5,358 No 4 S Direct
Class A Common Stock Disposition 2012-01-10 200 $44.91 5,158 No 4 S Direct
Class A Common Stock Disposition 2012-01-10 300 $44.93 4,858 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock 2007 Restricted Stock Unit Disposition 2012-01-09 2,351 $44.40 2,351 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2008-12-14 2017-12-13 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 1,396 Indirect Held in the Company's 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Nonstatutory Stock Option 12-05-03 $9.97 2004-12-05 2013-12-05 5,000 5,000 Direct
Class A Common Stock Nonstatutory Stock Option 12-15-05 $30.65 2006-12-15 2015-12-15 10,000 10,000 Direct
Class A Common Stock Nonstatutory Stock Option 11-23-04 $21.58 2005-11-23 2014-11-23 10,000 10,000 Direct
Class A Common Stock Nonstatutory Stock Option 12-15-06 $32.57 2007-12-15 2016-12-14 12,500 12,500 Direct
Class A Common Stock NSO 2007 $43.61 2008-12-14 2017-12-13 7,053 7,053 Direct
Class A Common Stock 2008 Restricted Stock Units $0.00 2009-12-12 2018-12-11 14,333 14,333 Direct
Class A Common Stock 2009 Restricted Stock Units $0.00 2010-12-11 2019-12-11 7,465 7,465 Direct
Class A Common Stock Perf Based RSUs 3-16-10 $0.00 2012-12-31 2012-12-31 3,755 3,755 Direct
Class A Common Stock March 2011 Employee RSU Grant $0.00 2012-03-02 2021-03-02 2,475 2,475 Direct
Class A Common Stock Non-Statutory Stock Option 3-3-2011 - $48.50 $48.50 2012-03-02 2021-03-02 2,840 2,840 Direct
Class A Common Stock Perf Based RSU 3-2-2011 $0.00 2013-12-31 2021-03-02 2,164 2,164 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-12-05 5,000 5,000 Direct
2015-12-15 10,000 10,000 Direct
2014-11-23 10,000 10,000 Direct
2016-12-14 12,500 12,500 Direct
2017-12-13 7,053 7,053 Direct
2018-12-11 14,333 14,333 Direct
2019-12-11 7,465 7,465 Direct
2012-12-31 3,755 3,755 Direct
2021-03-02 2,475 2,475 Direct
2021-03-02 2,840 2,840 Direct
2021-03-02 2,164 2,164 Direct
Footnotes
  1. 1 for 1
  2. Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock
  3. The RSU granted vest 25% per year beginning one year after grant but the receipt of shares are subject to a deferral period which is generally at least four years from grant date as per the deferral election.
  4. The RSU is subject to a deferral election. Shares of Class A Common Stock will be delivered to the reporting person as per the terms of the deferral election.
  5. Issuance of shares from previous RSU grant based on meeting terms and timing of deferral election.
  6. Issuance of 100% of RSU shares per deferral election in place at date of grant.
  7. Shares sold to cover tax liability of issuance of deferred RSU shares.