Filing Details

Accession Number:
0001230245-12-000015
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2012-01-10 17:08:34
Reporting Period:
2011-11-04
Filing Date:
2012-01-10
Accepted Time:
2012-01-10 17:08:34
Original Submission Date:
2011-11-07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1230245 Piper Jaffray Companies PJC Security Brokers, Dealers & Flotation Companies (6211) 300168701
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1485539 M Brien O'brien Two Prudential Plaza, 180 N. Stetson Ave
Suite 5500
Chicago IL 60601
Head Of Asset Management No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-11-04 13,500 $19.43 344,103 No 4 S Direct
Common Stock Disposition 2011-11-04 6,500 $19.43 58,596 No 4 S Indirect Through trust for benefit of spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect Through trust for benefit of spouse
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.40 to $19.46, inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.