Filing Details
- Accession Number:
- 0001230245-12-000015
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-01-10 17:08:34
- Reporting Period:
- 2011-11-04
- Filing Date:
- 2012-01-10
- Accepted Time:
- 2012-01-10 17:08:34
- Original Submission Date:
- 2011-11-07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1230245 | Piper Jaffray Companies | PJC | Security Brokers, Dealers & Flotation Companies (6211) | 300168701 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1485539 | M Brien O'brien | Two Prudential Plaza, 180 N. Stetson Ave Suite 5500 Chicago IL 60601 | Head Of Asset Management | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-11-04 | 13,500 | $19.43 | 344,103 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-04 | 6,500 | $19.43 | 58,596 | No | 4 | S | Indirect | Through trust for benefit of spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | Through trust for benefit of spouse |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.40 to $19.46, inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.