Filing Details
- Accession Number:
- 0001127602-12-001380
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-10 09:18:09
- Reporting Period:
- 2012-01-09
- Filing Date:
- 2012-01-10
- Accepted Time:
- 2012-01-10 09:18:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
893739 | Harris & Harris Group Inc | TINY | Investors, Nec (6799) | 133119827 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1397963 | Misti Ushio | 1450 Broadway Floor 24 New York NY 10018 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-01-09 | 33 | $3.50 | 9,376 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-01-09 | 302 | $3.49 | 9,678 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-01-09 | 100 | $3.49 | 9,778 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- The purchase reported in this Form 4 was effected pursuant to an Employee Stock Purchase Plan adopted by the reporting person on June 8, 2011.