Filing Details

Accession Number:
0001127602-12-001380
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-01-10 09:18:09
Reporting Period:
2012-01-09
Filing Date:
2012-01-10
Accepted Time:
2012-01-10 09:18:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
893739 Harris & Harris Group Inc TINY Investors, Nec (6799) 133119827
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1397963 Misti Ushio 1450 Broadway
Floor 24
New York NY 10018
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-01-09 33 $3.50 9,376 No 4 P Direct
Common Stock Acquisiton 2012-01-09 302 $3.49 9,678 No 4 P Direct
Common Stock Acquisiton 2012-01-09 100 $3.49 9,778 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. The purchase reported in this Form 4 was effected pursuant to an Employee Stock Purchase Plan adopted by the reporting person on June 8, 2011.